4//SEC Filing
Woods Andrew 4
Accession 0001966530-25-000003
CIK 0001422930other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 7:00 PM ET
Size
17.1 KB
Accession
0001966530-25-000003
Insider Transaction Report
Form 4
PubMatic, Inc.PUBM
Woods Andrew
GENERAL COUNSEL & SECRETARY
Transactions
- Exercise/Conversion
Restricted Stock Unit
2025-10-01−1,251→ 6,254 totalExercise: $0.00→ Class A Common Stock (1,251 underlying) - Exercise/Conversion
Restricted Stock Unit
2025-10-01−2,810→ 36,523 totalExercise: $0.00→ Class A Common Stock (2,810 underlying) - Exercise/Conversion
Class A Common Stock
2025-10-01+11,496→ 55,626 total - Sale
Class A Common Stock
2025-10-02$8.23/sh−4,131$34,014→ 51,495 total - Exercise/Conversion
Restricted Stock Unit
2025-10-01−4,039→ 16,156 totalExercise: $0.00→ Class A Common Stock (4,039 underlying) - Exercise/Conversion
Restricted Stock Unit
2025-10-01−3,396→ 30,571 totalExercise: $0.00→ Class A Common Stock (3,396 underlying)
Footnotes (8)
- [F1]The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
- [F2]The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $8.15 to $8.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.
- [F3]Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
- [F4]The RSUs vested as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F5]RSUs do not expire; they either vest or are canceled prior to the vesting date.
- [F6]The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F7]The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F8]The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Documents
Issuer
PubMatic, Inc.
CIK 0001422930
Entity typeother
Related Parties
1- filerCIK 0001966530
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 7:00 PM ET
- Size
- 17.1 KB