Home/Filings/4/0001966530-26-000002
4//SEC Filing

Woods Andrew 4

Accession 0001966530-26-000002

CIK 0001422930other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 7:21 PM ET

Size

17.4 KB

Accession

0001966530-26-000002

Insider Transaction Report

Form 4
Period: 2026-01-01
Woods Andrew
GENERAL COUNSEL & SECRETARY
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2026-01-01+11,49664,650 total
  • Sale

    Class A Common Stock

    2026-01-02$8.61/sh4,881$42,04059,769 total
  • Exercise/Conversion

    Restricted Stock Unit

    2026-01-014,03912,117 total
    Exercise: $0.00Class A Common Stock (4,039 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2026-01-011,2515,003 total
    Exercise: $0.00Class A Common Stock (1,251 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2026-01-013,39727,174 total
    Exercise: $0.00Class A Common Stock (3,397 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2026-01-012,80933,714 total
    Exercise: $0.00Class A Common Stock (2,809 underlying)
Footnotes (9)
  • [F1]ncludes 1,068 shares of Class A common stock acquired by the Reporting Person on May 30, 2025 and 591 shares of Class A common stock acquired by the Reporting Person on November 28, 2025 pursuant to the Issuer's employee stock purchase plan.
  • [F2]The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
  • [F3]The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $8.44 to $8.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.
  • [F4]Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
  • [F5]The RSUs vested as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
  • [F6]RSUs do not expire; they either vest or are canceled prior to the vesting date.
  • [F7]The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
  • [F8]The RSUs vested as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
  • [F9]The RSUs vested as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Issuer

PubMatic, Inc.

CIK 0001422930

Entity typeother

Related Parties

1
  • filerCIK 0001966530

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 7:21 PM ET
Size
17.4 KB