Symbotic Inc.·4

Mar 9, 5:09 PM ET

Rus Daniela L 4

4 · Symbotic Inc. · Filed Mar 9, 2026

Research Summary

AI-generated summary of this filing

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Symbotic (SYM) Director Daniela Rus Exercises Derivatives, Receives RSUs

What Happened
Daniela L. Rus, a director of Symbotic, converted restricted stock units/derivative awards in early March 2026. On March 1 she converted 6,967 derivative shares and on March 5 she converted 10,345 derivative shares; those converted amounts were recorded as disposed at $0.00 (total surrendered 17,312 shares). On March 5 she was also issued/received 4,738 shares (grant/award) at $0.00. Net result: 4,738 shares were retained by the reporting person after conversions/withholding.

Key Details

  • Transaction dates: March 1, 2026 (conversion of 6,967 shares); March 5, 2026 (conversion of 10,345 shares and grant/award of 4,738 shares). Filing date: March 9, 2026.
  • Prices reported: $0.00 for the acquisitions and $0.00 for the disposals (derivative conversions/net settlement).
  • Shares surrendered/disposed: 17,312 (6,967 + 10,345) at $0.00 — consistent with shares withheld or net-settled on conversion/vesting.
  • Net shares acquired: 4,738 shares delivered to the reporting person on March 5.
  • Footnotes: RSUs convert one-for-one into Class A common stock (F1–F2). Vesting schedules referenced include grants from March 1, 2023 and March 6, 2025 with specified vesting dates (F3–F5).
  • Timeliness: Filing dated March 9, 2026 covers transactions on March 1 and March 5; the March 1 transaction appears to have been filed late.

Context

  • These entries reflect RSU/derivative conversions and an award delivery. Disposals at $0.00 commonly indicate shares were surrendered to satisfy tax withholding or net-settlement obligations when RSUs vested.
  • This was not a cash purchase or open-market sale; it reflects vesting/conversion mechanics rather than a directional buy/sell decision.

Insider Transaction Report

Form 4
Period: 2026-03-01
Transactions
  • Exercise/Conversion

    Class A Common Stock

    [F1]
    2026-03-01+6,96717,991 total
  • Exercise/Conversion

    Class A Common Stock

    [F1]
    2026-03-05+10,34528,336 total
  • Award

    Restricted Stock Units

    [F2][F3]
    2026-03-05+4,7384,738 total
    Class A Common Stock (4,738 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F2][F4]
    2026-03-0510,3450 total
    Class A Common Stock (10,345 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F2][F5]
    2026-03-016,9670 total
    Class A Common Stock (6,967 underlying)
Footnotes (5)
  • [F1]Restricted stock units convert into Class A common stock on a one-for-one basis.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
  • [F3]The restricted stock units vest in full upon the earliest of: (1) March 5, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
  • [F4]On March 6, 2025, the Reporting Person was granted 10,345 restricted stock units that vest in full upon the earliest of: (1) March 6, 2026, (2) the Issuer's 2026 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
  • [F5]On March 1, 2023, the Reporting Person was granted 20,895 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on each of March 1, 2024, March 1, 2025 and March 1, 2026, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.
Signature
/s/ Corey Dufresne, as Attorney-in-Fact for Daniela Rus|2026-03-09

Documents

1 file
  • 4
    wk-form4_1773090561.xmlPrimary

    FORM 4