Sieffert Kristen N 4
4 · Finance of America Companies Inc. · Filed Apr 3, 2025
Insider Transaction Report
Form 4
Sieffert Kristen N
President
Transactions
- Exercise/Conversion
Class A Common Stock
2025-04-01+13,441→ 67,870 total - Exercise/Conversion
Class A Common Stock
2025-04-01+41,666→ 104,728 total - Sale
Class A Common Stock
2025-04-01$21.09/sh−750$15,819→ 87,049 total - Exercise/Conversion
Restricted Stock Units
2025-04-01−41,666→ 83,334 total→ Class A Common Stock (41,666 underlying) - Tax Payment
Class A Common Stock
2025-04-01$21.26/sh−1,974$41,967→ 54,429 total - Tax Payment
Class A Common Stock
2025-04-01$21.26/sh−4,808$102,218→ 63,062 total - Tax Payment
Class A Common Stock
2025-04-01$21.26/sh−16,929$359,911→ 87,799 total - Exercise/Conversion
Restricted Stock Units
2025-04-01−5,428→ 0 total→ Class A Common Stock (5,428 underlying) - Exercise/Conversion
Restricted Stock Units
2025-04-01−13,441→ 13,440 total→ Class A Common Stock (13,441 underlying) - Award
Restricted Stock Units
2025-04-01+88,088→ 88,088 total→ Class A Common Stock (88,088 underlying) - Exercise/Conversion
Class A Common Stock
2025-04-01+5,428→ 56,403 total
Footnotes (8)
- [F1]The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.
- [F2]Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
- [F3]Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.
- [F4]Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2023, subject to the Reporting Person's continued employment.
- [F5]Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2024, subject to the Reporting Person's continued employment.
- [F6]Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.
- [F7]These shares were sold in multiple transactions each at the price of $21.0917.
- [F8]Represents additional RSUs granted to the Reporting Person on April 1, 2025. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest on the first, second, and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment.