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4//SEC Filing

Esterripa Juan 4

Accession 0001973970-23-000004

CIK 0001734342other

Filed

Apr 18, 8:00 PM ET

Accepted

Apr 19, 5:42 PM ET

Size

11.9 KB

Accession

0001973970-23-000004

Insider Transaction Report

Form 4
Period: 2023-04-17
Esterripa Juan
See remarks
Transactions
  • Award

    Restricted Stock Units

    2023-04-17+20,35620,356 total
    Exercise: $0.00Class A Common Stock (20,356 underlying)
  • Award

    Restricted Stock Units LTI 2023

    2023-04-17+9,0649,064 total
    Exercise: $0.00Class A Common Stock (9,064 underlying)
  • Award

    Performance Based Restricted Stock Units LTI 2023

    2023-04-17+13,59713,597 total
    Exercise: $0.00Class A Common Stock (13,597 underlying)
Footnotes (5)
  • [F1]Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.
  • [F2]On April 17, 2023, Mr. Esterripa was awarded 20,356 restricted stock units in connection with a sign-on grant related to Mr. Esterripa's appointment as Senior Executive Vice-President and Head of Commercial Banking. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.
  • [F3]On April 17, 2023, Mr. Esterripa was awarded 9,064 restricted stock units under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.
  • [F4]Each performance based restricted stock unit is the economic equivalent of one share of Class A Common Stock.
  • [F5]Performance-based restricted stock units awarded to Mr. Esterripa under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each performance-based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance-based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2023 and ending on December 31, 2025, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflects the maximum number of performance based restricted stock units Mr. Esterripa may earn at the end of the performance period.

Issuer

Amerant Bancorp Inc.

CIK 0001734342

Entity typeother

Related Parties

1
  • filerCIK 0001973970

Filing Metadata

Form type
4
Filed
Apr 18, 8:00 PM ET
Accepted
Apr 19, 5:42 PM ET
Size
11.9 KB