Harvey Rory 4

Accession 0001976795-26-000003

CIK 0001467858other

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 4:41 PM ET

Size

11.0 KB

Accession

0001976795-26-000003

AI-generated summary of this filing

Updated Feb 5, 2026

GM EVP Rory Harvey Exercises RSUs, Sells Shares to Cover Taxes

What Happened

Rory Harvey, Executive Vice President of General Motors, received and converted restricted stock units (RSUs) and had shares withheld/sold to satisfy tax withholding. The Form 4 reports a grant/award of 22,314 RSU-equivalents (derivative) on 2026-02-03, conversion/exercise activity of 12,161 shares on 2026-02-04, and a tax-withholding disposition of 3,279 shares at $86.29 each for $282,945. Transactions are reported as award (A), exercise/conversion of derivative (M), and tax withholding (F).

Key Details

Transaction dates and amounts:
- 2026-02-03: Award/grant of 22,314 RSU-equivalents (A) at $0.00 (derivative).
- 2026-02-04: Exercise/conversion of derivative (M) — 12,161 shares acquired at $0.00.
- 2026-02-04: Exercise/conversion of derivative (M) — 12,161 shares disposed at $0.00 (derivative reporting).
- 2026-02-04: Tax withholding/payment (F) — 3,279 shares disposed at $86.29 each, total $282,945.
Shares owned after the transaction: Not specified in the provided filing excerpt.
Notable footnotes from the filing:
- RSUs convert to common stock on a one-for-one basis and have no exercise/conversion price (F1, F3).
- Awards were made under the Company’s 2020 Long-Term Incentive Plan (F2).
- Vesting schedules are disclosed in footnotes (examples: staggered vesting over 2026–2029 or 2026–2028 per F4 and F6); one-third vested in early Feb 2026 per F6.
- RSUs may have no expiration date (F5).
Filing date and timeliness: Form filed 2026-02-05 reporting transactions on Feb 3–4, 2026. This appears to be filed within the typical two-business-day window for Form 4s.

Context

These entries reflect compensation-related awards (RSUs) converting into shares and routine withholding/sale to cover tax obligations — this is common following RSU vesting and does not necessarily indicate a personal investment decision. The zero exercise price and the footnotes confirm these were RSU conversions (not option purchases).

Form 4

Period: 2026-02-03

Executive Vice President

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-02-04+12,161→ 20,674 total
Tax Payment
Common Stock
2026-02-04$86.29/sh−3,279$282,945→ 17,395 total
Award
Restricted Stock Units
[F2][F3][F4][F5]
2026-02-03+22,314→ 22,314 total
→ Common Stock (22,314 underlying)
Exercise/Conversion
Restricted Stock Units
[F3][F6][F5]
2026-02-04−12,161→ 24,320 total
→ Common Stock (12,161 underlying)

Footnotes (6)

[F1]Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.
[F2]These Restricted Stock Units ("RSUs") are awarded pursuant to the Company's 2020 Long-Term Incentive Plan.
[F3]The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis.
[F4]Of these RSUs, one-third will vest on February 3, 2027, one-third will vest on February 3, 2028, and one-third will vest on February 3, 2029.
[F5]The RSUs do not have a date on which they will expire.
[F6]The RSUs were awarded on February 4, 2025. One-third of the RSUs vested on February 4, 2026, and the remaining two-thirds will vest on February 4, 2027 and February 4, 2028. Each RSU represents a right to receive one share of the Company's common stock upon settlement.

Signature

/s/ Tia Y. Turk, Attorney-in-Fact for Mr. Harvey|2026-02-05

1 file

General Motors Co

CIK 0001467858

Entity typeother