Amerant Bancorp Inc.·4

Jun 3, 4:25 PM ET

Calderon Sharymar 4

4 · Amerant Bancorp Inc. · Filed Jun 3, 2026

Research Summary

AI-generated summary of this filing

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Amerant (AMTB) CFO Sharymar Calderon Receives 3,971 RSUs, Surrenders 967 Shares

What Happened
Sharymar Calderon, EVP and Chief Financial Officer of Amerant Bancorp (AMTB), had 3,971 restricted stock units (RSUs) convert into 3,971 shares of Class A common stock on June 1, 2026. To satisfy tax withholding on the vested RSUs, 967 shares were surrendered at an implied price of $22.07 per share for a withholding value of $21,342. After withholding, the reporting result was a net receipt of approximately 3,004 shares.

Key Details

  • Transaction date: June 1, 2026; Form 4 filed June 3, 2026 (appears timely).
  • Conversion/vesting: 3,971 RSUs converted to 3,971 shares (reported at $0.00 per share as RSUs convert to underlying shares).
  • Tax withholding: 967 shares surrendered at $22.07 each to cover taxes = $21,342.
  • Net shares received: ~3,004 shares (3,971 vested − 967 surrendered).
  • Filing notes include 194.23 shares acquired under the Amerant ESPP on May 29, 2026.
  • Footnotes: F1 clarifies each RSU equals one share; F3 confirms shares were surrendered to satisfy tax withholding; F4 and F5 describe the original RSU awards (sign‑on and LTIP) that vest in equal annual installments over three years — the 1,869 and 2,102 share amounts correspond to one‑third vesting from those awards.
  • Shares owned following the transaction (total beneficial ownership) is not specified in the supplied data.

Context
This was a routine vesting of RSUs (derivative conversion) rather than an open‑market purchase or sale by the insider. The surrender of shares to cover taxes is a common, administrative step (net share settlement) and does not by itself indicate a change in the insider’s view of the company. The underlying RSU awards were granted on June 1, 2023 and vest in substantially equal installments over three years, which explains the split in the reported amounts (1,869 and 2,102 shares).

Insider Transaction Report

Form 4
Period: 2026-06-01
Calderon Sharymar
SEVP - Chief Financial Officer
Transactions
  • Exercise/Conversion

    Class A Common Stock

    [F1][F2]
    2026-06-01+3,97121,396.08 total
  • Tax Payment

    Class A Common Stock

    [F3]
    2026-06-01$22.07/sh967$21,34220,429.08 total
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F4]
    2026-06-011,8690 total
    Exercise: $0.00Class A Common Stock (1,869 underlying)
  • Exercise/Conversion

    Restricted Stock Units LTI 2023

    [F1][F5]
    2026-06-012,1020 total
    Exercise: $0.00Class A Common Stock (2,102 underlying)
Footnotes (5)
  • [F1]Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.
  • [F2]Includes 194.23 shares of Class A Common Stock acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on May 29, 2026.
  • [F3]Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.
  • [F4]On June 1, 2023, Ms. Calderon was awarded 5,605 RSUs in connection with a sign-on grant related to Ms. Calderon's appointment as EVP, Chief Financial Officer. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The RSUs vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date.
  • [F5]On June 1, 2023, Ms. Calderon was awarded 6,306 RSUs under the 2023-2025 Long Term Incentive Plan. Each RSU represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date.
Signature
/s/ Julio V. Pena, as Attorney-in-Fact for Sharymar Calderon|2026-06-03

Documents

1 file
  • 4
    wk-form4_1780518332.xmlPrimary

    FORM 4