4//SEC Filing
Gimbel Lisa 4
Accession 0001980851-25-000003
CIK 0001422930other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:41 PM ET
Size
17.7 KB
Accession
0001980851-25-000003
Insider Transaction Report
Form 4
PubMatic, Inc.PUBM
Gimbel Lisa
CHIEF ACCOUNTING OFFICER
Transactions
- Exercise/Conversion
Class A Common Stock
2025-11-15+772→ 10,764 total - Exercise/Conversion
Class A Common Stock
2025-11-15+801→ 11,565 total - Exercise/Conversion
Restricted Stock Units
2025-11-15−772→ 6,954 total→ Class A Common Stock (772 underlying) - Sale
Class A Common Stock
2025-11-17$9.37/sh−1,073$10,051→ 10,492 total - Exercise/Conversion
Restricted Stock Units
2025-11-15−1,395→ 9,765 total→ Class A Common Stock (1,395 underlying) - Exercise/Conversion
Restricted Stock Units
2025-11-15−801→ 10,417 total→ Class A Common Stock (801 underlying) - Exercise/Conversion
Class A Common Stock
2025-11-15+1,395→ 9,992 total
Footnotes (8)
- [F1]Includes 1,068 shares of Class A Common Stock acquired by the Reporting Person on May 30, 2025 pursuant to the Issuer's employee stock purchase plan.
- [F2]The sales reported on this line represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $9.14 to $9.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.
- [F4]Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
- [F5]The RSUs vest as to 1/4 of the total shares on August 15, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F6]RSUs do not expire; they either vest or are canceled prior to the vesting date.
- [F7]The RSUs vest as to 1/16 of the total shares quarterly beginning on May 15, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F8]The RSUs vest as to 1/16th of the total shares on May 15, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Documents
Issuer
PubMatic, Inc.
CIK 0001422930
Entity typeother
Related Parties
1- filerCIK 0001980851
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 4:41 PM ET
- Size
- 17.7 KB