Home/Filings/4/0001985704-26-000005
4//SEC Filing

Kingdon Mark D 4

Accession 0001985704-26-000005

CIK 0000825542other

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 11:56 AM ET

Size

7.0 KB

Accession

0001985704-26-000005

Research Summary

AI-generated summary of this filing

Updated

Scotts Miracle‑Gro (SMG) Director Mark Kingdon Converts 165 RSUs

What Happened

  • Mark D. Kingdon, a director of Scotts Miracle‑Gro Co. (SMG), had 165 restricted stock units convert into 165 common shares on February 3, 2026 (reported on a Form 4 filed Feb 5, 2026). The filing shows 165 shares acquired via conversion and 165 shares disposed at $0.00, resulting in no net shares retained from this event and no cash proceeds reported.
  • This was a conversion/settlement of equity awards (derivative transaction), not an open‑market buy or sell.

Key Details

  • Transaction date: February 3, 2026. Form 4 filed: February 5, 2026 (timely).
  • Transaction type/code: Exercise/conversion of derivative (code M in the filing).
  • Shares: 165 shares acquired (conversion) and 165 shares disposed at $0.00. Net change in holdings from this event: 0 shares.
  • Shares owned after transaction: not specified in the provided excerpt of the filing.
  • Footnotes: F1 states RSUs convert one‑for‑one into common shares. F2 notes a grant of 1,497 RSUs on July 13, 2023, vesting on February 3, 2024 (per the filing).

Context

  • For retail investors: conversions of RSUs into shares are routine compensation events for insiders. The disposal at $0.00 commonly reflects shares withheld to satisfy tax or withholding obligations rather than an active sale on the market. This filing shows an equity award settlement with no open‑market trading activity or proceeds reported.

Insider Transaction Report

Form 4
Period: 2026-02-03
Transactions
  • Exercise/Conversion

    Common Shares

    [F1]
    2026-02-03+16511,658 total
  • Exercise/Conversion

    Dividend Equivalent Rights

    [F1][F2]
    2026-02-03165447 total
    Common Shares (165 underlying)
Footnotes (2)
  • [F1]Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
  • [F2]On July 13, 2023, the reporting person was granted 1,497 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2024.
Signature
/s/ Kathy L. Uttley as attorney-in-fact for Mark D. Kingdon|2026-02-05

Issuer

SCOTTS MIRACLE-GRO CO

CIK 0000825542

Entity typeother

Related Parties

1
  • filerCIK 0001985704

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 11:56 AM ET
Size
7.0 KB