Sivaram Rohan 4
4 · Confluent, Inc. · Filed Mar 13, 2026
Research Summary
AI-generated summary of this filing
Confluent (CFLT) CFO Sivaram Rohan Sells 29,996 Shares
What Happened
- Sivaram Rohan, Chief Financial Officer of Confluent, sold 29,996 shares on March 12, 2026. The shares were sold at prices in the $30.66–$30.68 range (reported per‑share price shown as $30.67), generating aggregate proceeds of approximately $919,977. This was a sale (code S) executed pursuant to a pre‑arranged 10b5‑1 trading plan.
Key Details
- Transaction date: March 12, 2026; Form filed: March 13, 2026 (timely filing).
- Shares sold: 29,996; price range: $30.66–$30.68; aggregate proceeds: $919,977.
- Sale pursuant to a 10b5‑1 trading plan dated December 11, 2025 (Footnote F1).
- Reporting person notes price breakdown available on request (Footnote F2).
- Filing also notes 1 share was purchased under the issuer’s 2021 ESPP on March 12, 2026 (Footnote F3).
- Shares owned after the transaction are not specified in this Form 4.
Context
- Sales made under a 10b5‑1 plan are typically pre‑scheduled and may be routine rather than a signal of changed sentiment. For retail investors, purchases are generally more informative about insider conviction; this filing documents a routine disposition under a trading plan, not an option exercise or gift.
Insider Transaction Report
Form 4
Confluent, Inc.CFLT
Sivaram Rohan
CHIEF FINANCIAL OFFICER
Transactions
- Sale
Class A Common Stock
[F1][F2][F3]2026-03-12$30.67/sh−29,996$919,977→ 531,971 total
Footnotes (3)
- [F1]Shares sold pursuant to a 10b5-1 trading plan dated December 11, 2025.
- [F2]The shares were sold at prices ranging from $30.66 to $30.68. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Incudes 1 share purchased under the Issuer's 2021 Employee Stock Purchase Plan on March 12, 2026.
Signature
/s/ Weilyn Wood, Attorney-in-Fact|2026-03-13