Home/Filings/4/0001999371-24-000958
4//SEC Filing

Doebele Robert 4

Accession 0001999371-24-000958

CIK 0001724979other

Filed

Jan 25, 7:00 PM ET

Accepted

Jan 26, 4:36 PM ET

Size

31.5 KB

Accession

0001999371-24-000958

Insider Transaction Report

Form 4
Period: 2024-01-26
Doebele Robert
EVP, Chief Scientific Officer
Transactions
  • Disposition from Tender

    Common Stock, par value $0.001 per share

    2024-01-26476,8270 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-2613,8900 total
    Exercise: $3.95Common Stock (13,890 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-26112,2060 total
    Exercise: $9.59Common Stock (112,206 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-2699,4000 total
    Exercise: $1.21Common Stock (99,400 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-269,2600 total
    Exercise: $3.95Common Stock (9,260 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-269,2600 total
    Exercise: $3.13Common Stock (9,260 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-2611,1190 total
    Exercise: $9.59Common Stock (11,119 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-265,0000 total
    Exercise: $3.95Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-2659,6420 total
    Exercise: $12.01Common Stock (59,642 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-2690,6200 total
    Exercise: $4.00Common Stock (90,620 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-2612,3580 total
    Exercise: $12.01Common Stock (12,358 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-2649,7000 total
    Exercise: $1.21Common Stock (49,700 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-261,9810 total
    Exercise: $4.00Common Stock (1,981 underlying)
Footnotes (2)
  • [F1]This Form 4 reports securities disposed of pursuant to the terms of the Merger Agreement entered into by and among the Issuer, Pathos AI, Inc. ("Parent") and WK Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), dated as of December 13, 2023 (the "Merger Agreement"), pursuant to which Merger Sub completed a tender offer for all of the shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer effective as of January 26, 2024 (the "Effective Time"). Pursuant to the terms of the Merger Agreement, at the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive (i) $1.16 in cash without interest, plus (ii) one contingent value right.
  • [F2]Pursuant to the terms of the Merger Agreement, at the Effective Time, each option to purchase Shares granted under the Issuer's Amended and Restated 2018 Stock Option/Stock Issuance Plan or the Issuer's 2021 Equity Incentive Plan, pursuant to any inducement award or otherwise that was outstanding immediately prior to the Effective Time was cancelled for no consideration.

Documents

1 file

Issuer

Rain Oncology Inc.

CIK 0001724979

Entity typeother

Related Parties

1
  • filerCIK 0001856681

Filing Metadata

Form type
4
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 4:36 PM ET
Size
31.5 KB