Home/Filings/4/0001999371-24-000972
4//SEC Filing

Nguyen Tran 4

Accession 0001999371-24-000972

CIK 0001724979other

Filed

Jan 25, 7:00 PM ET

Accepted

Jan 26, 4:47 PM ET

Size

12.8 KB

Accession

0001999371-24-000972

Insider Transaction Report

Form 4
Period: 2024-01-26
Nguyen Tran
Director
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-2613,8900 total
    Exercise: $3.95Common Stock (13,890 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-2642,5960 total
    Exercise: $3.13Common Stock (42,596 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-2620,0000 total
    Exercise: $2.44Common Stock (20,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-01-2635,0000 total
    Exercise: $1.21Common Stock (35,000 underlying)
Footnotes (1)
  • [F1]This Form 4 reports securities disposed of pursuant to the terms of the Merger Agreement entered into by and among the Issuer, Pathos AI, Inc. ("Parent") and WK Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), dated as of December 13, 2023 (the "Merger Agreement"), pursuant to which Merger Sub completed a tender offer for all of the shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer effective as of January 26, 2024 (the "Effective Time"). Pursuant to the terms of the Merger Agreement, at the Effective Time, each option to purchase Shares granted under the Issuer's Amended and Restated 2018 Stock Option/Stock Issuance Plan or the Issuer's 2021 Equity Incentive Plan, pursuant to any inducement award or otherwise that was outstanding immediately prior to the Effective Time was cancelled for no consideration.

Documents

1 file

Issuer

Rain Oncology Inc.

CIK 0001724979

Entity typeother

Related Parties

1
  • filerCIK 0001457013

Filing Metadata

Form type
4
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 4:47 PM ET
Size
12.8 KB