Niemeyer Suzanne 4

4 · Innventure, Inc. · Filed Apr 6, 2026

AI-generated summary of this filing

Updated Apr 6, 2026

Innventure (INV) Director Suzanne Niemeyer Receives Awards

What Happened

Director Suzanne Niemeyer received two equity awards from Innventure on April 2, 2026: 121,228 restricted stock units (RSUs) and a grant of stock options covering 85,795 shares. The RSUs were reported as acquired at $0; the stock options carry a $6.00 exercise price (the closing price on the grant date was $4.64), so the options are premium-priced and had no intrinsic value at grant.

Key Details

Transaction date: April 2, 2026. Form filed April 6, 2026 (appears to be after the typical two-business-day Form 4 deadline).
RSUs: 121,228 shares granted; reported acquisition value $0.
Stock options (derivative): 85,795 share-equivalents granted; exercise price $6.00 per share.
Shares owned after the transaction: not specified in this filing.
Footnotes: RSUs vest in three equal installments on 4/2/2027, 4/2/2028 and 4/2/2029, subject to continuous service. Options vest 1/3 on 4/2/2027, then the remaining 2/3 vest in eight substantially equal quarterly installments thereafter; options are nonqualified and exercisable for common stock.
No 10b5-1 plan, tax withholding, or immediate sale reported.

Context

These are grant/award transactions (not open-market purchases or sales), so they reflect compensation rather than a direct buy/sell signal. The options are "premium-price" (strike above market at grant) and therefore had no intrinsic value on the grant date; their potential value depends on future stock price appreciation and meeting vesting/service conditions. The filing date (Apr 6) is later than the typical two-business-day Form 4 filing window for Apr 2 transactions, which may indicate a delayed filing.

Form 4

Period: 2026-04-02

Director

Transactions

Award
Common Stock
[F1]
2026-04-02+121,228→ 659,497 total
Award
Nonqualified Stock Option (right to buy)
[F2]
2026-04-02+85,795→ 85,795 total
Exercise: $6.00From: 2027-04-27Exp: 2036-04-02→ Common Stock (85,795 underlying)

Footnotes (2)

[F1]The Restricted Stock Units were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan (the "Plan"), and vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to the Reporting Person's continuous service to Innventure, Inc. (the Issuer") until the applicable vesting date.
[F2]The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's common stock, par value $0.0001 per share ("Common Stock") were granted by the Issuer to the Reporting Person on April 2, 2026 pursuant to the Plan. One-third of the shares of Common Stock underlying the Stock Options vest and become exercisable on April 2, 2027 and the remaining two-thirds of the shares of Common Stock underlying the Stock Options vest and become exercisable in eight substantially equal installments on each three-month anniversary thereafter, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date. The Stock Options were granted as a premium-price stock options. The $6.00 exercise price exceeds the $4.64 closing price of the Issuer's Common Stock on the grant date.

Signature

/s/ Suzanne Niemeyer|2026-04-06

1 file