Yablunosky David 4

4 · Innventure, Inc. · Filed Apr 6, 2026

AI-generated summary of this filing

Updated Apr 6, 2026

Innventure (INV) CFO David Yablunosky Receives Equity Awards

What Happened

David Yablunosky, CFO (also CAO and a director) of Innventure, received equity awards on April 2, 2026: 121,228 Restricted Stock Units (RSUs) and 85,795 stock options. Both grants are reported as awards/acquisitions (code A) with $0 reported cost on the Form 4. The stock options carry a $6.00 exercise price, which exceeded the company’s $4.64 closing share price on the grant date.

Key Details

Transaction date: April 2, 2026. Form 4 filed April 6, 2026 (within the standard two-business-day reporting window).
RSUs: 121,228 units granted; reported acquisition price $0. Vesting: three equal installments on April 2, 2027, 2028, and 2029, subject to continuous service (see footnote F1).
Options (derivative): 85,795 nonqualified stock options granted; $6.00 exercise price (premium-priced vs $4.64 close). Vesting: one-third on April 2, 2027, then the remaining two-thirds in eight substantially equal installments every three months thereafter, subject to continuous service (see footnote F2).
Shares owned after the transaction: not disclosed in the provided filing details.
No exercise or sale reported—these are grants, not purchases or dispositions.

Context

These awards are typical executive compensation grants intended to incentivize future service and performance; they are not immediate stock purchases or sales. The options are "out-of-the-money" at grant (strike above market), meaning they only gain intrinsic value if the stock price rises above $6. The RSUs will convert to shares only as they vest, subject to Yablunosky’s continued employment.

Form 4

Period: 2026-04-02

DirectorCFO and CAO

Transactions

Award
Common Stock
[F1]
2026-04-02+121,228→ 542,758 total
Award
Nonqualified Stock Option (right to buy)
[F2]
2026-04-02+85,795→ 85,795 total
Exercise: $6.00From: 2027-04-02Exp: 2036-04-02→ Common Stock (85,795 underlying)

Holdings

Footnotes (2)

[F1]The Restricted Stock Units were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan (the "Plan"), and vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to the Reporting Person's continuous service to Innventure, Inc. (the Issuer") until the applicable vesting date.
[F2]The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's common stock, par value $0.0001 per share ("Common Stock") were granted by the Issuer to the Reporting Person on April 2, 2026 pursuant to the Plan. One-third of the shares of Common Stock underlying the Stock Options vest and become exercisable on April 2, 2027 and the remaining two-thirds of the shares of Common Stock underlying the Stock Options vest and become exercisable in eight substantially equal installments on each three-month anniversary thereafter, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date. The Stock Options were granted as a premium-price stock options. The $6.00 exercise price exceeds the $4.64 closing price of the Issuer's Common Stock on the grant date.

Signature

/s/ Suzanne Niemeyer, Attorney-in-Fact|2026-04-06

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