Addison Jonathan James 4

4 · Okta, Inc. · Filed Jun 17, 2026

AI-generated summary of this filing

Updated Jun 17, 2026

Okta (OKTA) CRO Addison Jonathan James Receives 12,741 RSU Shares (Net 6,124)

What Happened

Addison Jonathan James, Chief Revenue Officer of Okta, had multiple restricted stock units (RSUs) convert to Class A common stock on June 15, 2026. A total of 12,741 shares were issued on conversion (four vesting events of 3,591; 1,452; 3,080; and 4,618 shares).
To satisfy tax withholding, 6,617 shares were withheld/disposed (amounts of 1,929; 770; 1,568; and 2,350). All transactions show $0.00 exercise price, consistent with RSU settlement (no cash exercise price). Net shares received by the reporting person = 12,741 − 6,617 = 6,124 shares.
These were not open-market purchases or voluntary sales but routine RSU settlements with sell-to-cover tax withholding.

Key Details

Transaction date: June 15, 2026; Form 4 filed June 17, 2026 (appears timely).
Transaction codes: M = exercise/conversion of derivative (RSU conversion to shares); F = payment of exercise price or tax liability (sell/withholding for taxes).
Gross shares issued on settlement: 12,741; shares withheld for taxes: 6,617; net shares delivered: 6,124. All entries show $0.00 per share (RSU settlement).
Shares owned after the transactions: not specified in the provided filing data.
Footnotes: F1–F5 confirm these were RSUs (one RSU = one share) and outline the vesting schedule (8.33% vesting on prior dates and remaining shares vesting in quarterly installments, with 8.33% vesting noted on June 15, 2026).

Context

This is a standard RSU vesting and sell-to-cover tax withholding — not a market buy or a directional sale. Such settlements are routine compensation events and do not necessarily signal the insider’s view on the stock.
For derivative/RSU transactions: the RSU converted to shares (M), then a portion was immediately withheld/disposed to pay taxes (F), and the derivative interest was cancelled as part of settlement.

Form 4

Period: 2026-06-15

Chief Revenue Officer

Transactions

Exercise/Conversion
Class A Common Stock
2026-06-15+3,591→ 7,955 total
Tax Payment
Class A Common Stock
2026-06-15−1,929→ 6,026 total
Exercise/Conversion
Class A Common Stock
2026-06-15+1,452→ 7,478 total
Tax Payment
Class A Common Stock
2026-06-15−770→ 6,708 total
Exercise/Conversion
Class A Common Stock
2026-06-15+3,080→ 9,788 total
Tax Payment
Class A Common Stock
2026-06-15−1,568→ 8,220 total
Exercise/Conversion
Class A Common Stock
2026-06-15+4,618→ 12,838 total
Tax Payment
Class A Common Stock
2026-06-15−2,350→ 10,488 total
Exercise/Conversion
Restricted Stock Units
[F1][F2]
2026-06-15−3,591→ 7,182 total
→ Class A Common Stock (3,591 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F3]
2026-06-15−1,452→ 4,358 total
→ Class A Common Stock (1,452 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F4]
2026-06-15−3,080→ 21,560 total
→ Class A Common Stock (3,080 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F5]
2026-06-15−4,618→ 50,808 total
→ Class A Common Stock (4,618 underlying)

Footnotes (5)

[F1]Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
[F2]8.33% of the shares underlying the RSU vested on March 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
[F3]8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
[F4]8.33% of the shares underlying the RSU vested on June 15, 2025, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
[F5]8.33% of the shares underlying the RSU vested on June 15, 2026, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Signature

/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person|2026-06-17

1 file