Shah Samir B. 4

4 · GENWORTH FINANCIAL INC · Filed Feb 27, 2026

AI-generated summary of this filing

Updated Feb 27, 2026

Genworth (GNW) Executive Samir B. Shah Receives RSU Award

What Happened

Samir B. Shah (President & CEO, CareScout Services) had restricted stock units (RSUs) vest and convert into common stock on February 26, 2026. A total of 80,937 shares were acquired on vesting. To cover tax withholding, the company withheld 29,227 of those shares, resulting in cashless tax withholding of approximately $251,936.74 (29,227 shares at $8.62 each). Net increase to his holdings from this vesting was 51,710 shares.

Key Details

Transaction date: February 26, 2026 (reported Feb 27, 2026).
What occurred: RSUs vested and converted to common stock (transaction code M); shares withheld to satisfy tax withholding (transaction code F).
Shares acquired on vesting: 80,937 (43,431 + 37,506).
Shares withheld for taxes (disposed): 29,227 (15,683 + 13,544) at $8.62 per share, totaling ~$251,937.
Shares owned after transaction: not disclosed in the provided excerpt of the Form 4.
Footnotes: F1–F3 confirm RSUs settle 1:1 into common stock, the RSUs vested and converted on Feb 26, 2026, and the company withheld shares to satisfy the tax withholding obligation.
Timeliness: Filing appears timely (transaction dated 2/26/2026; Form 4 filed 2/27/2026).

Context

This was not an open-market sale or purchase but routine RSU vesting with shares withheld to pay taxes (a cashless withholding). Such withholding is common and does not necessarily signal a buy or sell decision by the executive.

Form 4

Period: 2026-02-26

Pres. & CEO, CareScout Svcs.

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-02-26+43,431→ 89,889 total
Tax Payment
Common Stock
[F2]
2026-02-26$8.62/sh−15,683$135,187→ 74,206 total
Exercise/Conversion
Common Stock
[F1]
2026-02-26+37,506→ 111,712 total
Tax Payment
Common Stock
[F2]
2026-02-26$8.62/sh−13,544$116,749→ 98,168 total
Exercise/Conversion
Restricted Stock Units (RSUs)
[F1][F3]
2026-02-26−43,431→ 43,431 total
→ Common Stock (43,431 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F3]
2026-02-26−37,506→ 75,012 total
→ Common Stock (37,506 underlying)

Footnotes (3)

[F1]Restricted Stock Units settle in Common Stock on a 1:1 basis.
[F2]The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2026.
[F3]Restricted Stock Units vested and converted to Common Stock on February 26, 2026.

Signature

/s/ Jasmine E. Taylor, by power of attorney|2026-02-27

4 files