Canino Vincent J. 4

What Happened

• Vincent J. Canino, President & CEO and Director of Capstone Green Energy (CGEH), had 5,874 shares disposed of on April 7, 2026 to cover tax liabilities (transaction code F). The shares were valued at $5.93 each for a total of $34,833. This was a tax withholding (sell-to-cover) related to the vesting/settlement of restricted stock units, not an open-market sale motivated by a trading decision.

Key Details

• Transaction date and price: 2026-04-07 at $5.93 per share
• Shares disposed: 5,874; total value ≈ $34,833
• Transaction type: F — shares surrendered/withheld to cover tax liability (deemed disposition)
• Footnotes of note:
  • F1 lists existing/underlying holdings including 300,000 RSUs (vesting in 2026–2027), 16,667 RSUs (vesting 2026–2027), 49,250 RSUs (vesting over three annual installments from Apr 3, 2026), and 75,000 shares purchased in a private offering.
  • F2 states these 5,874 shares reflect the deemed disposition to cover the tax liability from RSUs that vested/settled on April 3, 2025.
• Filing timeliness: Report filed with the same transaction date (Apr 7, 2026), indicating a timely Form 4 filing.

Context

• This was a routine tax-withholding / sell-to-cover event tied to RSU vesting rather than an opportunistic open-market sale. Such dispositions are common when executives have equity awards that vest and taxes are paid by withholding shares; they do not necessarily indicate a change in insider sentiment.