4//SEC Filing
Lath Hitesh 4
Accession 0002014154-25-000008
CIK 0001577526other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 6:00 PM ET
Size
17.5 KB
Accession
0002014154-25-000008
Insider Transaction Report
Form 4
Lath Hitesh
CHIEF FINANCIAL OFFICER
Transactions
- Exercise/Conversion
Class A Common Stock
2025-09-15+80,000→ 255,225 total - Sale
Class A Common Stock
2025-09-16$16.99/sh−46,881$796,508→ 209,154 total - Exercise/Conversion
Restricted Stock Units
2025-09-15−8,007→ 104,101 total→ Class A Common Stock (8,007 underlying) - Exercise/Conversion
Restricted Stock Units
2025-09-15−1,000→ 15,000 total→ Class A Common Stock (1,000 underlying) - Exercise/Conversion
Restricted Stock Units
2025-09-15−80,000→ 320,000 total→ Class A Common Stock (80,000 underlying) - Exercise/Conversion
Class A Common Stock
2025-09-15+8,007→ 174,225 total - Exercise/Conversion
Class A Common Stock
2025-09-15+1,000→ 175,225 total
Footnotes (7)
- [F1]Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- [F2]Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein.
- [F3]The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $16.92 to $17.12, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]Includes 810 shares acquired by the Reporting Person under the Issuer's Employee Stock Purchase Plan on September 15, 2025.
- [F5]5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
- [F6]20% of such RSU award vested on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
- [F7]20% of such RSU award vested on September 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
Documents
Issuer
C3.ai, Inc.
CIK 0001577526
Entity typeother
Related Parties
1- filerCIK 0002014154
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 6:00 PM ET
- Size
- 17.5 KB