4//SEC Filing
Lath Hitesh 4
Accession 0002014154-25-000010
CIK 0001577526other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 8:55 PM ET
Size
23.7 KB
Accession
0002014154-25-000010
Insider Transaction Report
Form 4
Lath Hitesh
CHIEF FINANCIAL OFFICER
Transactions
- Exercise/Conversion
Class A Common Stock
2025-12-15+8,008→ 217,162 total - Exercise/Conversion
Class A Common Stock
2025-12-15+1,000→ 218,162 total - Exercise/Conversion
Class A Common Stock
2025-12-15+20,000→ 238,162 total - Sale
Class A Common Stock
2025-12-16$14.38/sh−15,042$216,304→ 223,120 total - Exercise/Conversion
Restricted Stock Units
2025-12-15−8,008→ 96,093 total→ Class A Common Stock (8,008 underlying) - Exercise/Conversion
Restricted Stock Units
2025-12-15−1,000→ 14,000 total→ Class A Common Stock (1,000 underlying) - Exercise/Conversion
Restricted Stock Units
2025-12-15−20,000→ 300,000 total→ Class A Common Stock (20,000 underlying)
Footnotes (6)
- [F1]Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- [F2]Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein.
- [F3]The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $14.2639 to $14.53, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
- [F5]20% of such RSU award vested on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
- [F6]20% of such RSU award vested on September 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
Documents
Issuer
C3.ai, Inc.
CIK 0001577526
Entity typeother
Related Parties
1- filerCIK 0002014154
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 8:55 PM ET
- Size
- 23.7 KB