Funko, Inc.·4

Mar 19, 6:01 PM ET

Le Pendeven Yves 4

4 · Funko, Inc. · Filed Mar 19, 2026

Research Summary

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Funko (FNKO) CFO Yves Le Pendeven Receives RSU Award

What Happened Yves Le Pendeven, Funko's Chief Financial Officer, received a grant of 123,750 restricted stock units (RSUs) on March 17, 2026. The RSUs were reported as a derivative award (transaction code A) with an acquisition price of $0.00 — this is a compensation grant, not an open‑market purchase or sale.

Key Details

  • Transaction date: 2026-03-17; Form 4 filed: 2026-03-19 (timely within the standard reporting window).
  • Award: 123,750 RSUs; reported acquisition price: $0.00.
  • Vesting: RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to continued employment (see footnote F2).
  • RSU terms: Each RSU equals a contingent right to one share of Class A common stock or, at the issuer's election, an equivalent cash payment (footnote F1).
  • Shares owned after transaction: not disclosed in the provided filing excerpt.

Context RSUs are a common form of executive compensation and do not represent immediate share ownership until they vest and are settled (in stock or cash). Because this was an award rather than a purchase or sale, it is routine compensation disclosure rather than a direct buy/sell signal about the insider's market view.

Insider Transaction Report

Form 4
Period: 2026-03-17
Transactions
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-03-17+123,750123,750 total
    CLASS A COMMON STOCK (123,750 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
  • [F2]The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven|2026-03-19

Documents

1 file
  • 4
    wk-form4_1773957677.xmlPrimary

    FORM 4