Serina Therapeutics, Inc.·4

Jun 22, 7:12 PM ET

Marshall Richard Peter 4

4 · Serina Therapeutics, Inc. · Filed Jun 22, 2026

Research Summary

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Serina (SER) Director Marshall R. Peter Receives 15,250-Share Award

What Happened Marshall Richard Peter, a director of Serina Therapeutics, was granted a derivative award of 15,250 shares (reported as stock options) on June 17, 2026. The award is reported at an acquisition price of $0.00 per share (derivative securities), so there was no cash outlay at grant. This is a grant/award (not a market purchase or sale).

Key Details

  • Transaction date: 2026-06-17; Form 4 filed: 2026-06-22 (check filing timeliness against the 2-business-day rule).
  • Amount: 15,250 derivative shares (reported as a grant), price per share: $0.00.
  • Shares owned after transaction: not specified in the provided filing.
  • Footnote: Options will vest on the earlier of (i) the day before the next Annual Meeting or (ii) the one-year anniversary of the grant date, subject to continued service.
  • Transaction code: A (award/grant/other acquisition).

Context This was an equity award to a director rather than an open-market purchase or sale. Grants to directors are common as part of compensation and align interests with shareholders; they are not direct indicators of near-term buying or selling. The instruments are described as stock options with specific vesting conditions — they are not reported as having been exercised or sold.

Insider Transaction Report

Form 4
Period: 2026-06-17
Transactions
  • Award

    Stock Option (right to buy)

    [F1]
    2026-06-17+15,25015,250 total
    Exercise: $1.98Exp: 2036-06-17Common Stock (15,250 underlying)
Footnotes (1)
  • [F1]The stock options will vest on the earlier of (i) the day before the next Annual Meeting or (ii) the one-year anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting dates.
Signature
/s/ Steven Ledger, Attorney in Fact|2026-06-22

Documents

2 files