Duke Energy CORP·4

Feb 9, 5:01 PM ET

Weintraub Alexander J. 4

4 · Duke Energy CORP · Filed Feb 9, 2026

Research Summary

AI-generated summary of this filing

Updated

Duke Energy EVP Alexander Weintraub Receives Award; Withholds Shares

What Happened

  • Alexander J. Weintraub, EVP & Chief Customer Officer of Duke Energy (DUK), had performance shares vest on Feb 5, 2026. The filing shows an award/acquisition of 3,940 shares (reported at $0.00 acquisition price).
  • To cover tax withholding on the vesting, 1,164 shares were withheld/disposed at a reported price of $123.41 per share, for a withholding value of $143,649. This withholding is a routine tax-related disposition, not an open-market sale.

Key Details

  • Transaction dates: vesting and acquisition on 2026-02-05; Form 4 filed 2026-02-09 (timely within required filing window).
  • Reported amounts: 3,940 shares awarded (code A); 1,164 shares withheld/disposed for taxes (code F) at $123.41 = $143,649.
  • Shares owned after transaction: not specified in the filing.
  • Footnotes: F1 — these were vested performance shares from a Feb 22, 2023 award with a 3‑year performance period (deemed satisfied Feb 5, 2026). F2 — shares were withheld to pay taxes upon vesting. F3 — notes some interests are held in an issuer stock fund.
  • Filing timeliness: Filed Feb 9, 2026; appears timely under the two-business-day Form 4 rule.

Context

  • This report reflects vesting of previously granted performance shares and routine tax withholding, not a purchase decision or a voluntary open-market sale. Withholdings to cover taxes are common and do not by themselves signal insider sentiment.

Insider Transaction Report

Form 4
Period: 2026-02-05
Weintraub Alexander J.
EVP, Chief Customer Officer
Transactions
  • Award

    Common Stock

    [F1]
    2026-02-05+3,94011,800 total
  • Tax Payment

    Common Stock

    [F2]
    2026-02-05$123.41/sh1,164$143,64910,636 total
Holdings
  • Common Stock

    [F3]
    (indirect: By 401(k))
    2,596
Footnotes (3)
  • [F1]Represents vested performance shares related to a performance share award granted February 22, 2023, that contained performance-vesting requirements measured over a three-year performance period and deemed satisfied on February 5, 2026.
  • [F2]Represents shares withheld to pay taxes due upon vesting of the performance shares.
  • [F3]Represents interests in an issuer stock fund.
Signature
David S. Maltz, attorney-in-fact for Alexander J. Weintraub|2026-02-09

Documents

1 file
  • 4
    wk-form4_1770674513.xmlPrimary

    FORM 4