Duke Energy CORP·4

Apr 2, 3:00 PM ET

Weintraub Alexander J. 4

4 · Duke Energy CORP · Filed Apr 2, 2026

Research Summary

AI-generated summary of this filing

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Duke Energy EVP Alexander Weintraub Withholds 139 Shares

What Happened Alexander J. Weintraub, EVP and Chief Customer Officer of Duke Energy (DUK), had 139 shares withheld on April 1, 2026 to satisfy tax withholding obligations related to the vesting of restricted stock units (RSUs). The withheld shares were valued at $130.90 each for a total of $18,195. This was a tax-withholding disposition (transaction code F), not an open-market sale.

Key Details

  • Transaction date: 2026-04-01; price per share: $130.90; shares withheld: 139; total value withheld: $18,195.
  • Underlying award: 318 RSUs granted March 11, 2024 under Duke Energy’s 2023 Long-Term Incentive Plan; RSUs convert one-for-one to common stock.
  • Implied result: 318 RSUs vested, 139 shares withheld for taxes, leaving 179 shares delivered to the insider (318 - 139 = 179).
  • Footnotes: F1 explains the withholding was to pay taxes on the 318 RSUs; F2 notes certain reported interests are in an issuer stock fund.
  • Filing: Report filed 2026-04-02 for a 2026-04-01 transaction — appears to be filed promptly (no late filing indicator noted).

Context This was a routine tax-withholding action tied to RSU vesting (a common form of executive compensation). Tax withholding dispositions are administrative and do not necessarily signal insider sentiment about the company. For clarity: the transaction was not a market sale or a purchase — it was a cashless method of covering taxes when RSUs converted into shares.

Insider Transaction Report

Form 4
Period: 2026-04-01
Weintraub Alexander J.
EVP, Chief Customer Officer
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2026-04-01$130.90/sh139$18,19512,187 total
Holdings
  • Common Stock

    [F2]
    (indirect: By 401(k))
    2,616
Footnotes (2)
  • [F1]Represents the number of shares withheld to pay taxes due upon vesting of 318 restricted stock units ("RSUs") related to a RSU award granted March 11, 2024, under the Duke Energy Corporation 2023 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
  • [F2]Represents interests in an issuer stock fund.
Signature
David S. Maltz, attorney-in-fact for Alexander J. Weintraub|2026-04-02

Documents

1 file
  • 4
    wk-form4_1775156439.xmlPrimary

    FORM 4