HALIO CAREY 4

What Happened
Halio Carey, Global Treasurer of Goldman Sachs (GS), received a grant of 2,651 restricted stock units (RSUs) on 2026-01-16. The Form 4 reports the award at $0.00 per share (derivative grant), meaning no cash purchase or sale occurred on the filing date—this is a compensation award, not an open-market trade.

Key Details

• Transaction date and type: 2026-01-16 — Award/Grant (Form 4 code A).
• Shares/price: 2,651 RSUs reported at $0.00 (derivative award).
• Shares owned after transaction: not disclosed on the provided filing.
• Footnote: RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant; delivered shares generally cannot be sold or transferred for one year after delivery.
• Timeliness: The Form 4 was filed 2026-01-21 for a 2026-01-16 grant (more than two business days after the transaction), so the filing appears to be late under the usual two-business-day Form 4 deadline.

Context
RSUs are a common form of executive compensation. They do not represent an immediate market purchase or sale; instead they convert to shares on future vesting dates (here, roughly over three years). Because the award is reported at $0.00 and vests over time with resale restrictions, this entry is informational about compensation rather than a direct bullish or bearish trading signal.