Cochran Caroline 4
4 · Oklo Inc. · Filed May 4, 2026
Research Summary
AI-generated summary of this filing
Oklo (OKLO) Caroline Cochran Sells 200,000 Shares
What Happened
Caroline Cochran, a reported 10% owner of Oklo, sold a total of 200,000 Oklo shares in multiple open-market transactions on May 1, 2026, generating approximately $14,046,610 in proceeds. The sales were executed in six tranches: 60,000 @ $70.19 ($4,211,400); 40,000 @ $70.95 ($2,838,000); 16,907 @ $69.06 ($1,167,597); 43,093 @ $69.83 ($3,009,184); 22,063 @ $70.43 ($1,553,897); and 17,937 @ $70.61 ($1,266,532). These were dispositions (sales), which are often routine liquidity transactions rather than a direct signal about company prospects.
Key Details
- Transaction date: May 1, 2026; Form 4 filed May 4, 2026 (filed within the normal 2‑business‑day window after the trades).
- Prices and proceeds: see tranche list above; total proceeds ≈ $14,046,610.
- Shares owned after transaction: not provided in the summary data here — see the full Form 4 or the issuer’s proxy statement for post‑transaction beneficial ownership.
- Notable footnotes: sales were effected pursuant to a Rule 10b5‑1 plan adopted March 31, 2025. Several entries are reported as weighted‑average prices and the filing references spouse‑owned securities; the Form 4/filing will provide the detailed price breakdowns and spouse holdings if requested.
Context
As a 10% owner, Cochran is a Section 16 insider; sales under a pre‑arranged 10b5‑1 plan are commonly used for scheduled liquidity and reduce concerns about trading on nonpublic information. Retail investors often view purchases as more informative than routine sales; for full context on holdings and any related spouse holdings, consult the complete Form 4 and the company’s most recent proxy filing.
Insider Transaction Report
- Sale
Class A Common Stock
[F1][F2][F3]2026-05-01$70.19/sh−60,000$4,211,400→ 598,039 total - Sale
Class A Common Stock
[F1][F4][F3]2026-05-01$70.95/sh−40,000$2,838,000→ 649,479 total(indirect: By Caroline Cochran GRAT) - Sale
Class A Common Stock
[F1][F5][F6][F7]2026-05-01$69.06/sh−16,907$1,167,597→ 674,626 total(indirect: By Jacob DeWitte) - Sale
Class A Common Stock
[F1][F8][F6][F7]2026-05-01$69.83/sh−43,093$3,009,184→ 631,533 total(indirect: By Jacob DeWitte) - Sale
Class A Common Stock
[F1][F9][F6][F10]2026-05-01$70.43/sh−22,063$1,553,897→ 634,420 total(indirect: By Jacob DeWitte GRAT) - Sale
Class A Common Stock
[F1][F11][F6][F10]2026-05-01$70.61/sh−17,937$1,266,532→ 616,483 total(indirect: By Jacob DeWitte GRAT)
- 7,583,085(indirect: By Trust)
Class A Common Stock
[F3] - 1,000,000(indirect: By Caroline DeWitte GRAT No. 2)
Class A Common Stock
[F3] - 474,011(indirect: By Caroline DeWitt GRAT No. 3)
Class A Common Stock
[F3] - 7,851,901(indirect: By Trust)
Class A Common Stock
[F6][F10] - 1,000,000(indirect: By Jacob DeWitte GRAT No. 2)
Class A Common Stock
[F6][F10] - 506,807(indirect: By Jacob DeWitte GRAT No.3)
Class A Common Stock
[F6][F10]
Footnotes (11)
- [F1]The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on March 31, 2025.
- [F10]Represents securities beneficially owned by the Reporting Person's spouse.
- [F11]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.52- $70.68 inclusive. The Reporting Person's spouse undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.05- 70.34 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]For more information about the equity of the Issuer held by the Reporting Person, please see the Issuer's most recent definitive proxy statement filed with the Securities and Exchange Commission.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.68- $71.38 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.50- $69.50 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F6]For more information about the equity of the Issuer held by the Reporting Person's spouse, please see the Issuer's most recent definitive proxy statement filed with the Securities and Exchange Commission.
- [F7]Represents securities held by the Reporting Person's spouse.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.51- $70.05 inclusive. The Reporting Person's spouse undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.34- $70.51 inclusive. The Reporting Person's spouse undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.