4Filed Aug 4, 8:00 PM ET

Oklo (OKLO) 10% Owner Caroline Cochran Sells Shares

$OKLO · Oklo Inc.

Research Summary

AI-generated summary of this SEC filing

Updated

Oklo (OKLO) 10% Owner Caroline Cochran Sells Shares

What Happened Caroline Cochran, reported as a 10% owner of Oklo, sold a total of 120,000 shares in open‑market transactions on August 3, 2026. The sales comprised six tranches:

  • 40,000 shares @ $41.35 — $1,654,000
  • 16,500 shares @ $38.55 — $636,075
  • 3,500 shares @ $39.60 — $138,600
  • 40,000 shares @ $41.68 — $1,667,200
  • 12,849 shares @ $40.14 — $515,759
  • 7,151 shares @ $40.94 — $292,762
    Proceeds from these disposals sum to approximately $4,904,396. These were sales (S), not purchases.

Key Details

  • Transaction date: August 3, 2026; Form 4 filed August 5, 2026 (appears timely under the 2‑business‑day rule).
  • Total shares sold: 120,000; total gross proceeds: ~ $4.90M.
  • Sales were effected pursuant to a Rule 10b5‑1 trading plan adopted March 31, 2025 (footnote F1).
  • Filing notes weighted‑average price reporting and multiple price ranges across the trades; full per‑price breakdowns can be provided on request per the footnotes (F2, F4‑F6, F9‑F11).
  • Some reported holdings are tied to the Reporting Person’s spouse (see footnotes F8, F10, F11).
  • Shares owned after the transactions are not specified in the excerpt provided — consult the full Form 4 or the issuer’s most recent proxy for updated ownership figures.

Context

  • This is a sale by a 10% owner rather than an option exercise or a gift. Sales under pre‑arranged 10b5‑1 plans are commonly used to systematically sell shares and do not, by themselves, indicate the filer’s current view of company prospects.
  • Retail investors tracking insider activity should note the size (~$4.9M) and that the plan and weighted‑average price footnotes mean the trades were executed in multiple child transactions across a stated price range.