Schmid Anette 4
4 · SCHMID Group N.V. · Filed May 27, 2026
Research Summary
AI-generated summary of this filing
SCHMID Group (SHMD) 10% Owner Anette Schmid Receives Shares
What happened
- Anette Schmid (reported as a 10% owner) was the recipient of multiple share issuances and awards on May 23, 2026. Key items: two small awards for compensation (24,247 shares and 18,782 shares at $5.86 each) and larger issuances at $7.33 per share that were issued in settlement of outstanding claims (2,190,589 shares and 1,028,074 shares). The larger issued shares total 3,218,663 shares; counting the awards the aggregate new shares reported that day amount to 3,261,692 shares with an aggregate reported value of about $23.85 million. The 2,190,589 shares issued to Schmid were assigned/transferred to a related investment company the same day (per footnote).
Key details
- Transaction date: May 23, 2026. Prices: $7.33 (large issuances), $5.86 (awards).
- Reported amounts and values (selected):
- 2,190,589 shares @ $7.33 = $16,058,989 (issued and assigned/transferred)
- 1,028,074 shares @ $7.33 = $7,536,708 (issued to Schmid Grundstuecke GmbH & Co KG in set‑off)
- 24,247 shares @ $5.86 = $142,201 (bonus compensation)
- 18,782 shares @ $5.86 = $110,151 (board compensation)
- Shares owned after transactions (per filing):
- Via Schmid Aequitas GmbH & Co. KG (SAE): 13,680,589 ordinary shares
- Via Schmid Grundstuecke GmbH & Co. KG: 1,028,074 ordinary shares
- Directly held: 43,029 ordinary shares (the two awards)
- Total beneficial ownership reported: ~14,751,692 shares (plus other details below).
- Related-party / transfer notes (important): the 2,190,589 shares issued to the reporting person were assigned to SAE and transferred to an investment company the same day; the 1,028,074 shares were issued to Schmid Grundstuecke in exchange for setting off claims.
- Unvested earn-out: SAE holds contractual rights to 2,500,000 earn-out shares (not included in the totals). Those earn‑outs remain restricted and will only vest if share price hurdles ($15 and $18 targets over specified windows) are met by April 30, 2027; unvested earn-outs carry no voting or distribution rights.
Context
- These were primarily issuances in settlement of claims and compensation awards (not open-market buys or routine sales). For a 10% owner, transfers into affiliated vehicles (SAE, Schmid Grundstuecke, an investment company) are common corporate/ownership arrangements and do not necessarily signal personal trading intent. The earn-out shares are restricted and contingent on future share-price performance, so they do not confer current voting or dividend rights.
Insider Transaction Report
Form 4
Schmid Anette
Director10% Owner
Transactions
- AwardSwap
Ordinary Shares
2026-05-23$5.86/sh+24,247$142,201→ 24,247 total - AwardSwap
Ordinary Shares
2026-05-23$5.86/sh+18,782$110,151→ 18,782 total - OtherSwap
Ordinary Shares
2026-05-23$7.33/sh+2,190,589$16,058,989→ 2,190,589 total - OtherSwap
Ordinary Shares
[F1]2026-05-23$7.33/sh+1,028,074$7,536,708→ 1,028,074 total(indirect: By Schmid Grundstuecke GmbH & Co. KG) - Disposition to Issuer
Ordinary Shares
2026-05-23$7.33/sh−2,190,589$16,058,989→ 0 total - Other
Ordinary Shares
[F2][F3]2026-05-23$7.33/sh+2,190,589$16,058,989→ 13,680,589 total(indirect: By Schmid Aequitas GmbH & Co. KG)
Footnotes (3)
- [F1]The Reporting Person is the general partner and sole limited partner of Schmid Grundstuecke GmbH & Co KG, and only shareholder of the GmbH which acts as a general partner. The Reporting person holds these 1,028,074 Ordinary Shares through Schmid Grundstuecke GmbH & Co KG. Schmid Grundstuecke GmbH & Co KG received the Ordinary Shares on May 23, 2026 when they were issued by the Board of Directors of the Issuer in exchange for the setting off of outstanding claims against Issuer group companies amounting to EUR 6,500,000.
- [F2]The Reporting Person ("RP") is the general partner and sole limited partner of Schmid Aequitas GmbH & Co. KG ("SAE"), and only shareholder of the GmbH which acts as a general partner. The RP holds a total 13,680,589 Ordinary Shares of the Issuer via SAE. Of that total 2,190,589 Ordinary Shares were issued to the RP on May 23, 2026 by the BoD of the Issuer in exchange for the setting off of outstanding claims against Issuer group companies amounting to EUR 13,850,000. The RP assigned SAE the interest in those shares and transferred them to the investment company on the same day. On May 23, 2026, the RP received 24,247 Ordinary Shares as bonus compensation due to them for their work in a management capacity for the Issuer in fiscal year 2023, and 18,782 Ordinary Shares in connection with outstanding and unpaid board compensation claims for fiscal year 2025. The RP holds these securities directly. [Continue with Footnote 3]
- [F3][Following Footnote 2] The contractual right to 2,500,000 earn-out shares, are also held by SAE, but are not included in this total. The earn-out shares were issued in the RP's name and the rights thereto were transferred to SAE, but the earn-out shares remain restricted and will not vest until the earn-out thresholds stipulated under the Earn-Out Agreement are reached by April 30, 2027. These thresholds are set at a share price of $15 and $18 reached for 20 days out of 30 respectively. The RP cannot dispose of, cannot exercise any voting rights and is not entitled to any distributions related to unvested earn-out shares.
Signature
Karl Reismueller as attorney in fact as for Anette Schmid|2026-05-27