Keough Kelli 4

4 · SoFi Technologies, Inc. · Filed Jun 17, 2026

AI-generated summary of this filing

Updated Jun 18, 2026

SoFi (SOFI) EVP Kelli Keough Receives RSUs, Sells 61,479 for Taxes

What Happened

Kelli Keough, EVP (GBUL, SIPS) at SoFi Technologies (SOFI), had a total of 127,868 restricted stock units (RSUs) settle on June 15, 2026 (converted to common shares). To satisfy tax withholding on the vesting, 61,479 shares were sold on June 16, 2026 at $17.61 per share, generating $1,082,399. Approximately 66,389 shares remain after the tax-withholding sale.
This was not an open-market purchase or a discretionary sale for investment purposes — it was the routine settlement of RSUs and a sale of a portion of those shares to cover tax obligations.

Key Details

Transaction dates: RSU settlement/exercise/conversion on 2026-06-15; tax-withholding share disposition on 2026-06-16. Form 4 filed 2026-06-17 (timely within standard 2-business-day reporting window).
Shares settled: 127,868 total (82,642 + 26,477 + 13,068 + 5,681).
Shares sold for taxes: 61,479 at $17.61 each, proceeds $1,082,399 (footnote F2: shares sold to satisfy tax withholding; these shares were not issued to the reporting person).
Shares retained after withholding: ~66,389 shares (127,868 settled minus 61,479 withheld/sold).
Footnotes: F1 confirms each RSU converts to one share on settlement for no additional consideration. F3–F5 indicate these RSUs were part of grants disclosed in the Reporting Person’s prior filings (Form 3 filed Aug 2, 2024; Form 4s filed Mar 12, 2025 and Mar 11, 2026).
Transaction codes: M = exercise/conversion of derivative (here RSU settlement); F = payment of exercise price or tax liability (sell-to-cover).

Context

This is a routine equity compensation event (RSU settlement) rather than a market-timed buy or sell by the insider. The sale here was a tax-withholding (sell-to-cover) rather than a discretionary liquidation; such transactions are common following vesting and generally do not, by themselves, imply a change in insider sentiment.
For clarity: when RSUs settle, the company issues shares to the insider; the company or broker may immediately sell some shares to cover required taxes (as happened here), and those withheld/sold shares are not added to the insider’s holdings.

Form 4

Period: 2026-06-15

EVP, GBUL, SIPS

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-06-15+82,642→ 405,889 total
Exercise/Conversion
Common Stock
[F1]
2026-06-15+26,477→ 432,366 total
Exercise/Conversion
Common Stock
[F1]
2026-06-15+13,068→ 445,434 total
Exercise/Conversion
Common Stock
[F1]
2026-06-15+5,681→ 451,115 total
Tax Payment
Common Stock
[F2]
2026-06-16$17.61/sh−61,479$1,082,399→ 389,636 total
Exercise/Conversion
Restricted Stock Unit
[F1][F3]
2026-06-15−82,642→ 247,930 total
→ Common Stock (82,642 underlying)
Exercise/Conversion
Restricted Stock Unit
[F1][F3]
2026-06-15−26,477→ 185,337 total
→ Common Stock (26,477 underlying)
Exercise/Conversion
Restricted Stock Unit
[F1][F4]
2026-06-15−13,068→ 143,744 total
→ Common Stock (13,068 underlying)
Exercise/Conversion
Restricted Stock Unit
[F1][F5]
2026-06-15−5,681→ 85,222 total
→ Common Stock (5,681 underlying)

Footnotes (5)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[F2]Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
[F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.
[F4]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
[F5]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Signature

/s/ Sara C. Thompson, Attorney-in-Fact|2026-06-17

1 file