Home/Filings/4/0002039387-24-000004
4//SEC Filing

BRECKHEIMER MICHAEL 4

Accession 0002039387-24-000004

CIK 0001419536other

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 2:13 PM ET

Size

21.8 KB

Accession

0002039387-24-000004

Insider Transaction Report

Form 4
Period: 2024-10-01
BRECKHEIMER MICHAEL
SVP, Head of Windsor Advantage
Transactions
  • Award

    Stock Options

    2024-10-01+1,2111,211 total
    Exercise: $8.77Exp: 2030-05-20Common Stock (1,211 underlying)
  • Award

    Common Stock

    2024-10-01+16,44616,446 total
  • Award

    Stock Options

    2024-10-01+3,2313,231 total
    Exercise: $14.82Exp: 2031-01-28Common Stock (3,231 underlying)
  • Award

    Stock Options

    2024-10-01+2,4232,423 total
    Exercise: $13.37Exp: 2030-01-22Common Stock (2,423 underlying)
  • Award

    Stock Options

    2024-10-01+3,2313,231 total
    Exercise: $19.18Exp: 2032-01-27Common Stock (3,231 underlying)
  • Award

    Stock Options

    2024-10-01+1,6151,615 total
    Exercise: $16.09Exp: 2033-09-20Common Stock (1,615 underlying)
  • Award

    Stock Options

    2024-10-01+1,6151,615 total
    Exercise: $17.95Exp: 2034-01-24Common Stock (1,615 underlying)
  • Award

    Restricted Stock Units

    2024-10-01+23,10223,102 total
    Common Stock (23,102 underlying)
Footnotes (10)
  • [F1]Received pursuant to the merger agreement between Capital Bancorp, Inc. ("CBNK") and Integrated Financial Holdings, Inc. ("IFHI"), dated March 27, 2024 (the "Merger Agreement"), pursuant to which IFHI was merged with and into CBNK ("Merger") on October 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of IFHI common stock converted into the right to receive 1.115 shares of CBNK common stock, $5.36 in cash and cash in lieu of fractional shares (the "Merger Consideration"), (ii) each outstanding share of IFHI common stock subject to a restricted stock award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of IFHI common stock underlying such award, less applicable tax withholdings and (iii) each option to purchase IFHI common stock was converted into an option to purchase CBNK common stock.
  • [F10]The Restricted Stock Units will vest on 10/2/2025.
  • [F2]On the trading day immediately preceding Effective Date, the closing price of IFHI's common stock was $33.90 per share and the closing price of CBNK's common stock was $25.71 per share.
  • [F3]Received in the Merger in exchange for an employee stock option to acquire 1,500 shares of IFHI common stock for $21.60 per share. The stock options vest 100% on October 1, 2024.
  • [F4]Received in the Merger in exchange for an employee stock option to acquire 750 shares of IFHI common stock for $14.18 per share. The stock options vest 100% on October 1, 2024.
  • [F5]Received in the Merger in exchange for an employee stock option to acquire 2,000 shares of IFHI common stock for $23.95 per share. The stock options vest 80% on October 1, 2024 and the remaining 20% on January 1, 2025.
  • [F6]Received in the Merger in exchange for an employee stock option to acquire 2,000 shares of IFHI common stock for $31.00 per share. The stock options vest 60% on October 1, 2024 and 20% on each of January 1, 2025 and January 1, 2026.
  • [F7]Received in the Merger in exchange for an employee stock option to acquire 1,000 shares of IFHI common stock for $26.00 per share. The stock options vest 40% on October 1, 2024 and 20% on each of September 21, 2025, September 21, 2026 and September 21, 2027.
  • [F8]Received in the Merger in exchange for an employee stock option to acquire 1,000 shares of IFHI common stock for $29.00 per share. The stock options vest 20% on October 1, 2024 and 20% on each of January 25, 2025, January 25, 2026, January 25, 2027 and January 25, 2028.
  • [F9]Each Restricted Stock Unit represents the right to receive one share of common stock.

Issuer

Capital Bancorp Inc

CIK 0001419536

Entity typeother

Related Parties

1
  • filerCIK 0002039387

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 2:13 PM ET
Size
21.8 KB