Rollman Dina 4

4 · NewLake Capital Partners, Inc. · Filed Jun 8, 2026

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Updated Jun 8, 2026

NewLake (NLCP) Director Dina Rollman Receives RSU Award

What Happened

Dina Rollman, a director of NewLake Capital Partners, received an award of 4,035 restricted stock units (RSUs) valued at $14.87 each (total ≈ $60,000) on June 4, 2026. In addition, 482 dividend-equivalent units related to these RSUs were treated as a derivative and cash-settled to the issuer for $7,167 (reported as a disposition).

Key Details

Transaction date: June 4, 2026; filing date: June 8, 2026 (filed timely).
Award: 4,035 RSUs @ $14.87 each = $60,000 (code A).
Derivative/cash settlement: 482 dividend-equivalent units reported as acquired (derivative) then disposed to the issuer for $14.87 each = $7,167 (codes A and D).
Shares owned after transaction: not specified in the provided filing excerpt.
Footnotes: F1 explains the RSUs are granted under the 2021 Equity Incentive Plan and the RSU count used the June 4, 2026 closing price; the RSUs vest 100% on the earlier of June 4, 2027 or the 2027 annual meeting. F2 explains dividend-equivalent rights accrued on the RSUs were settled in cash on June 4, 2026 and were calculated using the $14.87 closing price.

Context

This is primarily an equity award to a director (not an open-market purchase or sale). The 482-unit “disposition” reflects cash settlement of dividend equivalents, not a typical open-market sale of owned shares. Awards like RSUs are routine compensation for board service and are informational rather than direct signals of buying or selling sentiment.

Form 4

Period: 2026-06-04

Director

Transactions

Award
Common Stock, par value $0.01 per share
[F1]
2026-06-04$14.87/sh+4,035$60,000→ 9,765 total
Award
Dividend Equivalent Rights
[F2]
2026-06-04+482→ 482 total
→ Common Stock (482 underlying)
Disposition to Issuer
Dividend Equivalent Rights
[F2]
2026-06-04$14.87/sh−482$7,167→ 0 total
→ Common Stock (482 underlying)

Footnotes (2)

[F1]Represents common stock of NewLake Capital Partners, Inc. (the "Issuer") subject to restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan for service on the Issuer's board of directors. Per the terms of the agreement, the number of RSUs granted was determined using the closing price of the Issuer's common stock on June 4, 2026. The RSUs will vest, subject to continued service, 100% on the earlier of (i) June 4, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders.
[F2]Dividend equivalent rights accrued with respect to these RSUs when and as dividends were paid on the Issuer's common stock. The dividend equivalent rights were settled in cash on June 4, 2026, in accordance with the terms of the 2021 Equity Incentive Plan, subsequent to the vesting of the underlying RSUs on June 4, 2026. The number of shares of common stock underlying the dividend equivalent rights were determined by dividing the dollar amount of the accrued dividend equivalent rights by $14.87, which was the closing price of the Issuer's common stock on June 4, 2026.

Signature

/s/Lisa Meyer, attorney in fact|2026-06-08

1 file