Nevin James 4
4 · Forge Global Holdings, Inc. · Filed Feb 12, 2026
Research Summary
AI-generated summary of this filing
Forge Global (FRGE) CFO Nevin James Shares Withheld for Taxes
What Happened
Nevin James, Chief Financial Officer of Forge Global Holdings (FRGE), had 1,680 restricted stock unit (RSU) shares withheld by the issuer to satisfy tax withholding obligations related to a net settlement on February 10, 2026. The filing reports these shares as disposed at $0.00 per share, totaling $0 in cash proceeds—this is a withholding for taxes, not an open-market sale.
Key Details
- Transaction date: 2026-02-10 (reported on Form 4 filed 2026-02-12). Filing appears timely (within typical two-business-day window).
- Transaction type/code: F — payment of tax liability (shares withheld in connection with net settlement of RSUs).
- Shares withheld/disposed: 1,680 shares at $0.00 per share; reported proceeds $0.
- Shares owned after transaction: Not disclosed in this filing.
- Footnote: Issuer withheld these shares to satisfy tax withholding and remittance obligations related to the net settlement of RSUs (footnote F1).
Context
This is a routine tax-withholding action tied to RSU vesting/net settlement, where the company retains a portion of vested shares to cover taxes. It is not an open-market sale and does not necessarily signal insider sentiment about the stock. The filing simply documents the tax withholding event rather than a deliberate buy or sell decision by the insider.
Insider Transaction Report
- Tax Payment
Common Stock, $0.0001 par value per share
[F1]2026-02-10−1,680→ 37,249 total
Footnotes (1)
- [F1]Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.