Forge Global Holdings, Inc.·4

Feb 24, 4:05 PM ET

Nevin James 4

4 · Forge Global Holdings, Inc. · Filed Feb 24, 2026

Research Summary

AI-generated summary of this filing

Updated

Forge Global (FRGE) CFO Nevin James Shares Withheld for Taxes

What Happened
Nevin James, Chief Financial Officer of Forge Global Holdings (FRGE), had 133 shares withheld by the issuer on February 20, 2026 to satisfy tax withholding obligations related to the net settlement of restricted stock units (RSUs). The reported disposition shows 133 shares disposed at $0.00, reflecting a withholding rather than an open-market sale—no cash proceeds were reported to the insider.

Key Details

  • Transaction date and price: 2026-02-20; 133 shares @ $0.00 (withheld/disposed).
  • Transaction code: F (payment of exercise price or tax liability via share withholding).
  • Shares owned after transaction: Not specified in the provided excerpt (see full Form 4 for total beneficial ownership).
  • Footnote: F1 — shares were withheld by the issuer to satisfy tax withholding and remittance obligations in connection with net settlement of RSUs.
  • Filing timeliness: Report filed 2026-02-24 for a 2026-02-20 transaction — appears timely (within the required two business days).

Context
This is a routine tax-withholding event tied to RSU settlement, where the company retains shares to cover taxes instead of the insider selling shares on the open market. Such withholdings are administrative and generally do not signal a buy or sell decision by the insider.

Insider Transaction Report

Form 4
Period: 2026-02-20
Nevin James
Chief Financial Officer
Transactions
  • Tax Payment

    Common Stock, $0.0001 par value per share

    [F1]
    2026-02-2013369,204 total
Footnotes (1)
  • [F1]Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.
Signature
/s/ James Nevin, Attorney-in-Fact|2026-02-24

Documents

1 file
  • 4
    wk-form4_1771967118.xmlPrimary

    FORM 4