Solstice Advanced Materials Inc.·4

Apr 17, 4:16 PM ET

Lee Rose 4

4 · Solstice Advanced Materials Inc. · Filed Apr 17, 2026

Research Summary

AI-generated summary of this filing

Updated

Solstice (SOLS) Director Lee Rose Receives Shares via RSU Vesting

What Happened

  • Lee Rose, a director of Solstice Advanced Materials Inc. (SOLS), had restricted stock units (RSUs) vest on April 15, 2026. The filing reports conversion/exercise of 2,476 derivative units into 2,476 shares (acquired) and a matching disposition of 2,476 shares at $0.00 (derivative). No cash proceeds are reported for the disposition; total cash value shown is $0.00.
  • This transaction reflects receipt of equity tied to compensation (an award converting to common stock), not an open-market buy or sale for cash.

Key Details

  • Transaction date: April 15, 2026; Form 4 filed April 17, 2026 (appears timely).
  • Acquired: 2,476 shares via exercise/conversion of derivative (RSU vesting). Disposed: 2,476 shares at $0.00 (derivative).
  • Price/Value: Acquisition reported as N/A; disposal reported at $0.00 (no cash proceeds listed).
  • Shares owned after transaction: Not specified in the provided filing details.
  • Footnotes of note:
    • F1: Each RSU converts to one common share.
    • F2: Includes 0.372 shares acquired via dividend reinvestment.
    • F3: The RSUs vested on April 15, 2026.
    • F4: Additional RSUs will vest at the next annual meeting.
  • Disposal at $0.00 commonly reflects shares surrendered or withheld to satisfy tax withholding or settlement obligations; the Form 4 does not specify the reason or cash flow.

Context

  • This was an award/vesting event (conversion of RSUs), not a market buy or sale that signals a directional bet. Such filings are routine when equity compensation vests. Retail investors should view this as a compensation-related issuance of shares rather than an insider buying or selling for investment reasons.

Insider Transaction Report

Form 4
Period: 2026-04-15
Lee Rose
Director
Transactions
  • Exercise/Conversion

    Common Stock

    [F1][F2]
    2026-04-15+2,4762,843 total
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F3]
    2026-04-152,4760 total
    Common Stock (2,476 underlying)
Holdings
  • Restricted Stock Units

    [F1][F4]
    Common Stock (1,786 underlying)
    1,786
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock.
  • [F2]Includes 0.372 shares acquired pursuant to a dividend reinvestment.
  • [F3]The RSUs vested on April 15, 2026.
  • [F4]The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer.
Signature
/s/ Jay Shah for Rose Lee|2026-04-17

Documents

1 file
  • 4
    wk-form4_1776457007.xmlPrimary

    FORM 4