Ally Financial Inc.·4

Feb 3, 6:11 PM ET

McGrath Austin Thomas 4

4 · Ally Financial Inc. · Filed Feb 3, 2026

Research Summary

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Ally (ALLY) VP/Controller Austin McGrath Receives 27,897-Share Award

What Happened
McGrath Austin Thomas (listed as Austin McGrath), Ally Financial’s VP, Chief Accounting Officer and Controller, was granted 27,897 restricted stock units (RSUs) valued at $42.30 per share (total ≈ $1,180,043) on 2026-02-03. Separately, 373 shares were withheld by the company on 2026-01-30 to satisfy the reporting person’s tax obligations related to the vesting of a previously reported RSU award (these withholdings were not open-market sales and totaled ≈ $15,778).

Key Details

  • Transaction dates and prices:
    • 2026-01-30: 189 shares withheld @ $42.30 → $7,995 (tax withholding)
    • 2026-01-30: 103 shares withheld @ $42.30 → $4,357 (tax withholding)
    • 2026-01-30: 81 shares withheld @ $42.30 → $3,426 (tax withholding)
    • 2026-02-03: Grant/acquisition of 27,897 RSUs @ $42.30 → $1,180,043 (per-share market value)
  • Shares withheld for taxes: 373 shares total, withheld by the company to satisfy tax obligations (Footnote F1).
  • Nature of award: These RSUs represent an equal number of restricted stock units that, when vested, may be settled only in shares of common stock (Footnote F3).
  • Shares owned after transaction: Not specified in the filing.
  • Timeliness: Form 4 was filed 2026-02-03 reporting transactions on 2026-01-30 and 2026-02-03; no late filing is indicated.

Context
This filing reflects a standard equity award (RSUs) and routine tax withholding on prior vesting. The 27,897 RSUs are an acquisition/compensation event rather than an open-market purchase. Withheld shares used to cover taxes are routine and should not be interpreted as a cash sale indicating sentiment.

Insider Transaction Report

Form 4
Period: 2026-01-30
McGrath Austin Thomas
VP, CAO, and Controller
Transactions
  • Tax Payment

    Common Stock

    [F1][F2]
    2026-01-30$42.30/sh189$7,9952,385 total
  • Tax Payment

    Common Stock

    [F1][F2]
    2026-01-30$42.30/sh103$4,3572,282 total
  • Tax Payment

    Common Stock

    [F1][F2]
    2026-01-30$42.30/sh81$3,4262,201 total
  • Award

    Common Stock

    [F3][F2]
    2026-02-03$42.30/sh+27,897$1,180,04330,098 total
Holdings
  • Common Stock

    (indirect: By Children)
    447
  • Common Stock

    (indirect: By Spouse)
    300
Footnotes (3)
  • [F1]These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.
  • [F2]Represents the per share market value of the Company's common stock as of January 28, 2026.
  • [F3]Represents an equal number of restricted stock units that, when vested, may be settled only in shares of Company common stock.
Signature
/s/ Joyce M. Daniels, attorney-in-fact for Mr. McGrath|2026-02-03

Documents

1 file
  • 4
    primarydocument.xmlPrimary

    PRIMARY DOCUMENT