Mechanics Bancorp·4

Jan 5, 7:41 PM ET

Shields Kristie S 4

4 · Mechanics Bancorp · Filed Jan 5, 2026

Insider Transaction Report

Form 4
Period: 2025-09-02
Shields Kristie S
EVP & Chief Compliance Counsel
Transactions
  • Award

    Class A Common Stock

    2025-09-26+14,54514,545 total
  • Tax Payment

    Class A Common Stock

    2025-12-31$14.63/sh1,301$19,03413,244 total
  • Award

    Incentive Units - Not Deferred (2022)

    2025-09-02+3,3983,398 total
    Class A Common Stock (3,398 underlying)
  • Award

    Incentive Units - Not Deferred (2023)

    2025-09-02+3,9223,922 total
    Class A Common Stock (3,922 underlying)
  • Award

    Incentive Units - Not Deferred (2024)

    2025-09-02+8,7458,745 total
    Class A Common Stock (8,745 underlying)
Footnotes (5)
  • [F1]As consideration in the merger of HomeStreet Bank, a wholly owned subsidiary of Issuer, with and into Mechanics Bank ("MB"), pursuant to the which MB continued as the surviving corporation and as a wholly owned subsidiary of Issuer (the "Merger"), (i) each share of MB voting common stock converted into the right to receive 3,301.0920 shares of Issuer Class A Common Stock, which, on the effective date of the Merger, had a closing price of $13.87 per share, (ii) each MB restricted stock unit of the Reporting Person converted into restricted stock units of Issuer for the right to receive 3,301.0920 shares of Issuer Class A Common Stock, and (iii) each MB incentive unit of the Reporting Person converted into incentive units of Issuer of the economic equivalent of 3,301.0920 shares of Issuer Class A Common Stock.
  • [F2]Each incentive unit is the economic equivalent of one share of Issuer Class A Common Stock.
  • [F3]The incentive units vest on February 15, 2026.
  • [F4]The incentive units vest in two equal annual installments beginning February 15, 2026.
  • [F5]The incentive units vest in three equal annual installments beginning February 15, 2026.

Documents

1 file
  • 4
    wk-form4_1767660083.xmlPrimary

    FORM 4