Swinea James Calven Jr. 4

What Happened

• Interim CFO James Calven Swinea Jr. surrendered 347 shares to satisfy tax withholding related to an equity award or option exercise. The shares were disposed at an implied value of $9.42 each, totaling approximately $3,269.

Key Details

• Transaction date: 2026-01-31
• Filing date / accession: Form 4 filed 2026-02-03 (Accession 0002103061-26-000008)
• Price per share: $9.42; Shares surrendered: 347; Total value: ~$3,269
• Transaction code: F — payment of exercise price or tax liability (shares withheld/surrendered)
• Shares owned after the transaction: not specified in the provided excerpt
• No indication in the provided data that the filing was late (no "L" timeliness flag noted)

Context

• This was a tax-withholding disposition (common after option exercises or restricted stock vesting) rather than an open-market sale — it typically reflects routine tax obligations, not an active decision to liquidate holdings for investment reasons.