Xiao Jin 4

4 · Super Micro Computer, Inc. · Filed Feb 12, 2026

AI-generated summary of this filing

Updated Feb 12, 2026

SMCI Sr. VP Xiao Jin Receives 1,970 Shares; 812 Withheld for Taxes

What Happened

Xiao Jin, Senior Corporate VP of Engineering at Super Micro Computer, had 1,970 restricted stock units (RSUs) convert to common shares on Feb 10, 2026. As part of the net settlement, 812 shares were withheld to cover tax withholding obligations (812 × $33.33 = $27,064). The net shares delivered to Xiao Jin were 1,158 (1,970 vested − 812 withheld).
This was not an open-market sale or purchase: it was the settlement of RSUs (derivative conversion) and an internal tax-withholding remittance.

Key Details

Transaction date: 2026-02-10; Form 4 filed: 2026-02-12 (appears timely).
Conversion/Exercise code: M (exercise/conversion of derivative — here, RSUs converting to shares).
Tax-withholding code: F (shares surrendered/withheld to satisfy tax liability); 812 shares withheld at $33.33 per share for $27,064.
Net shares received by insider: 1,158 shares.
Shares owned after the transaction: not specified in the filing.
Relevant footnotes: F1 = each RSU equals one share on settlement; F2 = withheld shares were not sold on the market but withheld by the company to satisfy taxes (exempt from Section 16(b)); F3 = RSUs vesting schedule (25% on May 10, 2024, then quarterly 1/16th thereafter).

Context

This is a routine equity award vesting and tax withholding, not a market purchase or sale that signals buying/selling intent. The conversion of RSUs and withholding of shares for taxes is a common cashless/net-settlement practice.

Form 4

Period: 2026-02-10

Sr. Corporate VP, Engineering

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-02-10+1,970→ 184,559 total
Tax Payment
Common Stock
[F2]
2026-02-10$33.33/sh−812$27,064→ 183,747 total
Exercise/Conversion
Restricted Stock Units
[F1][F3]
2026-02-10−1,970→ 9,850 total
→ Common Stock (1,970 underlying)

Holdings

Footnotes (3)

[F1]Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
[F2]Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
[F3]Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Signature

/s/ David E Weigand, Attorney-In-Fact|2026-02-12

1 file