4Filed Aug 18, 8:00 PM ET

Super Micro (SMCI) VP Xiao Jin Receives 8,000 Shares via RSU Vesting

$SMCI · Super Micro Computer, Inc.

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Super Micro (SMCI) VP Xiao Jin Receives 8,000 Shares via RSU Vesting

What Happened
Xiao Jin, Senior Corporate VP of Engineering at Super Micro Computer (SMCI), had restricted stock units (RSUs) convert to common shares on August 17, 2026. The filing shows two conversion/derivative transactions totaling 8,000 shares. To satisfy tax withholding obligations, 1,436 shares were withheld at an indicated price of $38.28 for a withholding value of $54,970; the remaining shares were delivered to the reporting person. This was not an open‑market sale.

Key Details

  • Transaction date: August 17, 2026 (Form 4 filed August 19, 2026). Filing appears timely.
  • Transactions reported: two derivative conversions (code M) totaling 8,000 shares; tax withholding (code F) of 1,436 shares @ $38.28 = $54,970.
  • Net shares issued to insider: 8,000 converted less 1,436 withheld = 6,564 shares delivered (based on the reported lines).
  • Footnotes:
    • F1: Each RSU equals a contingent right to one SMCI share.
    • F2: Withheld shares were retained by SMCI to satisfy tax withholding — not a market sale; transaction exempt under Rule 16b‑3(e).
    • F3: These RSUs were part of awards that vest in two equal tranches (Aug 17, 2026 and Feb 17, 2027); vested units were settled in shares.
  • Shares owned after transaction: not specified in the provided filing excerpt.

Context
This was a routine vesting/settlement of RSUs (a conversion of a derivative to shares) with company withholding to cover taxes — common for equity compensation and not a market sale. For options/derivative entries, note this is a conversion/settlement of awards rather than a cash purchase or open‑market trade. No indication in the filing of a 10b5‑1 plan or a discretionary open‑market sale.