Kuhn Hallie E. 4

What Happened

• Hallie E. Kuhn, EVP — Capital Markets & Co-Lead, Life Science, reported dispositions on Jan 23, 2026. She forfeited 1,120 restricted shares to the issuer (reported at $0.00, proceeds $0) and had 95 shares withheld by the issuer to satisfy a tax obligation (95 shares × $59.69 = $5,671).

Key Details

• Transaction date: 2026-01-23.
• Disposition to issuer: 1,120 shares @ $0.00 (forfeiture) — $0 proceeds. (Footnote F1)
• Tax withholding: 95 shares withheld @ $59.69 = $5,671 to cover tax liability on vesting. (Footnote F2)
• Filing date: 2026-01-27; the Form 4 lists the report date and filing date. The filing in the provided data does not include an explicit late-filing flag.
• Shares owned following the reported transactions: not disclosed in the data provided.

Context

• The 1,120-share transaction is a forfeiture of previously awarded restricted stock (not an open-market sale), so it does not reflect a market-sale decision. The 95-share disposition is a standard withholding to satisfy taxes upon vesting (a cashless/stock-withholding mechanism), resulting in about $5.7k withheld to cover the tax obligation.