SEALSQ Corp·4

Apr 9, 4:47 PM ET

O'Hara John Charles 4

4 · SEALSQ Corp · Filed Apr 9, 2026

Research Summary

AI-generated summary of this filing

Updated

SEALSQ (LAES) CFO John O'Hara Sells 30,000 Shares

What Happened

  • John Charles O'Hara, CFO of SEALSQ Corp (ticker: LAES), disposed of 30,000 common shares in three open-market sales on April 7–9, 2026. The trades were: 10,000 shares at $2.14 (≈ $21,382) on Apr 7; 10,000 shares at $2.20 (≈ $21,984) on Apr 8; and 10,000 shares at $2.08 (≈ $20,820) on Apr 9, for total proceeds of about $64,186. These were sales (not purchases) and are generally considered routine insider selling.

Key Details

  • Transaction dates and proceeds:
    • 2026-04-07: 10,000 shares @ $2.14 = $21,382
    • 2026-04-08: 10,000 shares @ $2.20 = $21,984
    • 2026-04-09: 10,000 shares @ $2.08 = $20,820
  • Total shares sold: 30,000; approximate total proceeds: $64,186.
  • Shares owned after the transactions: not specified in the supplied filing details.
  • Footnotes of note:
    • F1: Sales were executed pursuant to a Rule 10b5‑1 trading plan adopted by the reporting person on Oct 17, 2025 (pre‑arranged plan).
    • F2–F4: The reported prices are weighted averages; the filing gives ranges for actual trade prices (F2: $2.11–$2.31; F3: $2.13–$2.41; F4: $2.025–$2.12) and offers to provide per‑trade price breakdown upon request.
  • Filing timeliness: Form 4 filed Apr 9, 2026 reporting trades on Apr 7–9; the filing appears to have been made within the usual 2‑business‑day window.

Context

  • These sales were executed under a 10b5‑1 plan, which typically means trades were pre-scheduled and may not reflect the insider's current view of the company. Sales are common for executives for diversification/tax purposes; purchases are generally viewed as a stronger signal of insider conviction.

Insider Transaction Report

Form 4
Period: 2026-04-07
O'Hara John Charles
DirectorChief Financial Officer
Transactions
  • Sale

    Ordinary Shares

    [F1][F2]
    2026-04-07$2.14/sh10,000$21,382235,595 total
  • Sale

    Ordinary Shares

    [F1][F3]
    2026-04-08$2.20/sh10,000$21,984225,595 total
  • Sale

    Ordinary Shares

    [F1][F4]
    2026-04-09$2.08/sh10,000$20,820215,595 total
Footnotes (4)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 17, 2025.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.31, inclusive. The reporting person undertakes to provide to SEALSQ Corp, any security holder of SEALSQ Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.13 to $2.41, inclusive. The reporting person undertakes to provide to SEALSQ Corp, any security holder of SEALSQ Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.025 to $2.12, inclusive. The reporting person undertakes to provide to SEALSQ Corp, any security holder of SEALSQ Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Signature
/s/ John O'Hara|2026-04-09

Documents

1 file
  • 4
    form4-04092026_080444.xmlPrimary