Sousa Mauad Bruno 4

What Happened

• Bruno Sousa Mauad, a director of Aura Minerals Inc. (AUGO), reported a series of derivative "other acquisition/disposition" transactions on June 22–23, 2026. The filing shows dispositions and acquisitions of 5,060 BDRs on June 22 and 3,100 BDRs on June 23, each at a reported price of $0.00. Because the transactions are coded as derivative transfers (Form 4 code J) and show no cash price, there is no purchase/sale cash value to report.

Key Details

• Transaction dates and amounts:
  • 2026-06-22: Disposed 5,060; Acquired 5,060 (price $0.00, derivative)
  • 2026-06-23: Disposed 3,100; Acquired 3,100 (price $0.00, derivative)
• Transaction code: J — "Other acquisition or disposition" of derivative securities.
• Securities type: Brazilian Depositary Receipts (BDRs). Footnote: 3 BDRs = 1 common share equivalent.
• Ownership / beneficial interest notes:
  • Securities are owned directly by entities managed by Kapitalo Investimentos Ltda.; Bruno Mauad is a partner of Kapitalo and may be deemed an indirect beneficial owner (F2).
  • Some securities were subject to securities lending agreements (title transferred to counterparties during lending); clients may retain beneficial ownership because the lending can be terminated at any time (F3).
  • The reporting person disclaims beneficial ownership except to the extent of any pecuniary interest.
• Filing timeliness: Form filed 2026-06-24 for transactions on 2026-06-22/23 — the filing was submitted promptly.

Context

• These were derivative “other” transfers reported at $0.00, not open-market buys or sales for cash. Footnotes indicate the movements are tied to BDR mechanics, entity ownership, and securities lending arrangements rather than a straightforward insider purchase or sale.
• Because no cash changed hands and the filer disclaims beneficial ownership (with holdings held through managed entities), these entries do not necessarily signal the director’s personal trading intent.