Chadha Anil D 4

4 · REGIONS FINANCIAL CORP · Filed Apr 7, 2026

AI-generated summary of this filing

Updated Apr 7, 2026

Regions Financial (RF) CFO Anil Chadha Receives Award, Sells Shares

What Happened

Anil D. Chadha, Chief Financial Officer of Regions Financial (RF), had restricted stock units (RSUs) vest on April 3, 2026 that converted into 3,983.631 shares (3,483 + 500.631). Of those, 500.631 shares were disposed to the issuer in a sale for $26.47/share (total $13,252) and 1,545 shares were surrendered to satisfy tax withholding at the same $26.47/share (total value $40,896). Net, Chadha received about 1,938 additional shares after tax withholding/surrenders. These were RSU vesting and share-withholding actions (not an open-market purchase).

Key Details

Transaction date: April 3, 2026; Form 4 filed April 7, 2026 (filed within the customary two business days).
Prices and values reported: disposition to issuer 500.631 shares @ $26.47 = $13,252; tax withholding 1,545 shares @ $26.47 = $40,896.
Acquisition entries (code M) reflect conversion/settlement of RSUs at $0 exercise price (vested RSUs converting to shares).
Disposition codes: D = disposition to the issuer (sale/surrender); F = shares surrendered/withheld for tax liability.
Net share increase: ~1,938 shares retained after withholding/sales. The filing does not state total shares owned after the transaction.
Footnotes: F1–F6 explain these were RSUs granted 4/3/2023 that settle 1-for-1 in shares or cash, and include reinvested cash dividends that were deemed reinvested in RSUs or settled in cash.

Context

This was a routine vesting and tax-withholding transaction, not an open-market trade; shares were surrendered to the issuer to cover tax obligations (a cashless/withholding settlement), which is common after RSU vesting.
The filing appears timely (filed within two business days of the Apr 3 transactions).

Form 4

Period: 2026-04-03

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-04-03+3,483→ 13,153.018 total
Exercise/Conversion
Common Stock
[F2]
2026-04-03+500.631→ 13,653.65 total
Disposition to Issuer
Common Stock
[F3]
2026-04-03$26.47/sh−500.631$13,252→ 13,153.018 total
Tax Payment
Common Stock
2026-04-03$26.47/sh−1,545$40,896→ 11,608.018 total
Exercise/Conversion
Restricted Stock Units
[F4][F1][F5]
2026-04-03−3,483→ 28,208.834 total
Exercise: $0.00→ Common Stock (3,483 underlying)
Exercise/Conversion
Restricted Stock Units
[F6][F2][F5]
2026-04-03−500.631→ 27,708.202 total
Exercise: $0.00→ Common Stock (500.631 underlying)

Holdings

Footnotes (6)

[F1]Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.
[F2]Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.
[F3]Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.
[F4]Each restricted stock unit represents a contingent right to receive one share of common stock.
[F5]Includes quarterly cash dividends that were reinvested in restricted stock units.
[F6]Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

Signature

/s/ Elizabeth H. Townsend - Attorney-in-Fact|2026-04-07

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