ALTERITY THERAPEUTICS LTD·4

Jun 23, 7:38 PM ET

Gozlan Lawrence Bernard 4

4 · ALTERITY THERAPEUTICS LTD · Filed Jun 23, 2026

Research Summary

AI-generated summary of this filing

Updated

ALTERITY (ATHE) Director Gozlan Receives 1,000,000-Share Award

What Happened
Lawrence Bernard Gozlan, a director of Alterity Therapeutics Ltd (ATHE), was granted 1,000,000 derivative shares on June 15, 2026. The award shows an acquisition at $0.00 per share (a non‑cash grant/derivative award), so the filer paid no cash consideration in this transaction. This is an award/grant (code A) rather than an open‑market purchase or sale.

Key Details

  • Transaction date: 2026-06-15; Filing date (accession): 2026-06-23 (filed 8 days after the transaction). This is later than the SEC Form 4 two-business-day filing rule.
  • Transaction type/code: A — Grant/Award of derivative securities (reported as derivative).
  • Amount: 1,000,000 derivative shares acquired at $0.00 (no cash paid).
  • Shares owned after transaction: Not specified in the provided filing details.
  • Footnotes/plan info: None provided in the supplied data.
  • Timeliness note: Filing appears late relative to the standard two-business-day deadline; late filings can be reviewed by the SEC and may warrant corrective disclosure.

Context
An "A" derivative entry typically reflects a compensation award such as restricted stock units or another derivative grant; such awards do not necessarily indicate a personal market bet by the insider. If the award vests or converts to common shares later, it may then be tradable. Because no sale or purchase on the open market occurred, this is primarily a compensation event rather than immediate insider buying or selling.

Insider Transaction Report

Form 4
Period: 2026-06-15
Transactions
  • Award

    Listed option exp 15 Jun 2031

    2026-06-15+1,000,0001,000,000 total(indirect: Montoya Pty Ltd <Buttercup A/C>)
    Exercise: $1.00From: 2026-06-15Exp: 2031-06-15Ordinary shares (1,000,000 underlying)
Signature
Lawrence Bernard Gozlan|2026-06-23

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT