Hilltop Holdings Inc.·4

Jul 24, 5:55 PM ET

Haworth Stephen H 4

4 · Hilltop Holdings Inc. · Filed Jul 24, 2026

Research Summary

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Hilltop (HTH) Director Stephen H. Haworth Receives Stock Award

What Happened

  • Stephen H. Haworth, a director of Hilltop Holdings Inc. (HTH), received equity awards on July 23, 2026. The filing reports (1) 5,244 restricted stock units (RSUs) granted (reported at $0.00 per share) and (2) 291 shares acquired as annual director compensation at $38.14 per share, a total of $11,099.
  • The RSUs are restricted and will vest (and convert to an equal number of common shares) on April 23, 2029, or earlier if certain events occur under the RSU award agreement. The 291-share amount was issued pursuant to the company’s 2020 Equity Incentive Plan as director compensation.

Key Details

  • Transaction date: July 23, 2026 (Form filed July 24, 2026 — timely filing).
  • Grants reported: 5,244 RSUs (grant, code A) at $0.00; 291 shares (grant/award, code A) at $38.14 each = $11,099. Price per share for the 291 shares was calculated using the July 22, 2026 closing price (footnote).
  • Vesting: RSUs vest on April 23, 2029, or earlier per award terms (footnote).
  • Shares owned after the transactions: not disclosed in the information provided.
  • Footnotes: F1 = RSU vesting details; F2 = 291 shares are annual director compensation under the 2020 Equity Incentive Plan; F3 = price based on July 22, 2026 close.

Context

  • These transactions are awards/compensation rather than open-market purchases or sales. RSU grants and director-compensation share issuances are common forms of pay and do not by themselves indicate an insider buying or selling based on a view of near-term stock performance.

Insider Transaction Report

Form 4
Period: 2026-07-23
Transactions
  • Award

    Common Stock

    [F1]
    2026-07-23+5,2445,244 total
  • Award

    Common Stock

    [F2][F3]
    2026-07-23$38.14/sh+291$11,0995,535 total
Footnotes (3)
  • [F1]Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person on April 23, 2029, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.
  • [F2]Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.
  • [F3]Price per share calculated using the closing price per share on July 22, 2026, the day prior to the Company's annual stockholders' meeting.
Signature
/s/ Corey G. Prestidge, Attorney-in-Fact for Stephen H Haworth|2026-07-24

Documents

1 file
  • 4
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