Finance Services
391 tracked issuers filing with the SEC under this industry classification.
Issuers
391
Filings
40
SIC Code
6199
Industry Overview
Finance Services
The Finance Services industry classified under SIC 6199 encompasses a diverse mix of nonbank financial intermediaries, including specialty lenders, fintech platforms, brokerage and advisory firms, and niche credit providers that sit between traditional banks and capital markets. Core products and services range from consumer and small-business loans to leasing, factoring, digital wallets, wealth management tools, and payment processing solutions. Typical customers include households seeking credit or investment options, SMBs needing working capital or equipment finance, and institutions outsourcing liquidity or risk management. Key risks center on credit quality, interest rate volatility, funding access, cybersecurity, and compliance with evolving regulations from the SEC, CFPB, and global AML/KYC standards. In 2024–2025, the sector is shaped by AI-driven underwriting, embedded finance partnerships, tighter disclosure expectations, and heightened scrutiny of digital assets and BNPL models. For investors and operators tracking these rapid shifts, viewing live SEC filings and transaction updates on Earnings Feed offers timely insight into this dynamic SIC 6199 segment.
Source: Earnings Feed research · Nov 23
Latest Filings
- 8-K/AI-ON Digital Corp.$IONI
I-ON Digital Corp. 8-K/A
Jul 10, 4:35 PM ET423.2 KB - S-1Avalanche Treasury Corp$AVAT
Avalanche Treasury Corp S-1
Jul 10, 4:02 PM ET24.6 MB - 8-KZ Squared Inc.$ZSQR
Z Squared Inc. 8-K
Jul 10, 4:00 PM ET228.5 KB - 6-KNu Holdings Ltd.$NU
Nu Holdings Ltd. 6-K
Jul 10, 10:00 AM ET154.9 KB - 8-KLM FUNDING AMERICA, INC.$LMFA
LM FUNDING AMERICA, INC. 8-K
Jul 10, 8:30 AM ET247.0 KB - 6-KBitfufu Inc.$FUFU
Bitfufu Inc. 6-K
Jul 10, 8:01 AM ET35.2 KB - 8-KEmpery Digital Inc.$EMPD
Empery Digital Inc. 8-K
Jul 10, 8:00 AM ET188.7 KB - 6-KCango Inc.$CANG
Cango Inc. 6-K
Jul 10, 6:22 AM ET47.2 KB - 8-KNetcapital Inc.$NCPL
Netcapital Inc. 8-K
Jul 8, 8:00 PM ET875.7 KB - 6-KBIT ORIGIN Ltd$BTOG
BIT ORIGIN Ltd 6-K
Jul 8, 8:00 PM ET19.2 KB - SCHEDULE 13DSecuritize Corp.$SECZ
Securitize Corp. SCHEDULE 13D
Jul 8, 8:00 PM ET66.9 KB - 8-KCoinbase Global, Inc.$COIN
Coinbase Global, Inc. 8-K
Jul 8, 8:00 PM ET174.1 KB - 8-KSUI Group Holdings Ltd.$SUIG
SUI Group Holdings Ltd. 8-K
Jul 8, 8:00 PM ET305.4 KB - 8-KAVAX ONE TECHNOLOGY LTD.$AVX
AVAX ONE TECHNOLOGY LTD. 8-K
Jul 8, 8:00 PM ET237.7 KB - 8-KMARA Holdings, Inc.$MARA
MARA Holdings, Inc. 8-K
Jul 8, 8:00 PM ET229.9 KB - 8-KSecuritize Corp.$SECZ
Securitize Corp. 8-K
Jul 8, 5:11 PM ET1.5 MB - 8-KNetcapital Inc.$NCPL
Netcapital Inc. 8-K
Jul 8, 4:30 PM ET905.3 KB - 8-KCrisp Momentum Inc.$CRSF
Crisp Momentum Inc. 8-K
Jul 8, 4:30 PM ET257.1 KB - 8-KBlue Chip Capital Group Inc.
Blue Chip Capital Group Inc. 8-K
Jul 8, 1:05 PM ET202.3 KB - 8-KLM FUNDING AMERICA, INC.$LMFA
LM FUNDING AMERICA, INC. 8-K
Jul 8, 8:02 AM ET206.6 KB - 8-KCrisp Momentum Inc.$CRSF
Crisp Momentum Inc. 8-K
Jul 7, 5:22 PM ET338.5 KB - 8-KHouse of Doge Inc.$HODO
House of Doge Inc. 8-K
Jul 7, 5:20 PM ET351.6 KB - 8-KZ Squared Inc.$ZSQR
Z Squared Inc. 8-K
Jul 7, 5:08 PM ET213.7 KB - 8-KOportun Financial Corp$OPRT
Oportun Financial Corp 8-K
Jul 7, 5:03 PM ET140.8 KB - 6-KDefi Technologies, Inc.$DEFT
Defi Technologies, Inc. 6-K
Jul 7, 4:57 PM ET33.3 KB - 8-KBeneficient$BENF
Beneficient 8-K
Jul 7, 4:15 PM ET737.7 KB - 8-KDigi Power X Inc.$DGXX
Digi Power X Inc. 8-K
Jul 7, 8:00 AM ET271.4 KB - 6-KBullish$BLSH
Bullish 6-K
Jul 7, 6:45 AM ET266.9 KB - 8-KMGT CAPITAL INVESTMENTS, INC.$MGTI
MGT CAPITAL INVESTMENTS, INC. 8-K
Jul 6, 5:30 PM ET8.4 MB - 6-KCanaan Inc.$CAN
Canaan Inc. 6-K
Jul 6, 5:25 PM ET41.0 KB - S-1/AUSBC, Inc.$USBC
USBC, Inc. S-1/A
Jul 6, 5:17 PM ET664.6 KB - 8-KAmerican Bitcoin Corp.$ABTC
American Bitcoin Corp. 8-K
Jul 6, 5:15 PM ET208.4 KB - 6-KNu Holdings Ltd.$NU
Nu Holdings Ltd. 6-K
Jul 6, 5:08 PM ET1.3 MB - 6-KNu Holdings Ltd.$NU
Nu Holdings Ltd. 6-K
Jul 6, 5:07 PM ET1.8 MB - 6-KNu Holdings Ltd.$NU
Nu Holdings Ltd. 6-K
Jul 6, 5:04 PM ET371.2 KB - 8-KGreystone Housing Impact Investors LP$GHI
Greystone Housing Impact Investors LP 8-K
Jul 6, 4:30 PM ET287.5 KB - 8-KAvalanche Treasury Corp$AVAT
Avalanche Treasury Corp 8-K
Jul 6, 4:01 PM ET201.0 KB - 8-KEmpery Digital Inc.$EMPD
Empery Digital Inc. 8-K
Jul 6, 4:01 PM ET248.6 KB - 6-KBitzero Holdings Inc.$AIBZ
Bitzero Holdings Inc. 6-K
Jul 6, 10:25 AM ET42.9 KB - 6-KKlarna Group plc$KLAR
Klarna Group plc 6-K
Jul 6, 9:48 AM ET464.2 KB
Featured Issuers
1295 TCI INC
CIK 0000946649
- $JFU
9F Inc.
CIK 0001619544
ADVANCED ENERGY RECOVERY, INC
CIK 0000823314
- $AIXC
AIxCrypto Holdings, Inc.
CIK 0001460702
AMERI FIRST FINANCIAL GROUP INC
CIK 0001105949
AMERICAN CAPITAL PARTNERS LIMITED INC
CIK 0001114098
- $AXP
AMERICAN EXPRESS CO
CIK 0000004962
AMERICAN SOUTHWEST FINANCE CO INC
CIK 0000725349
AMERIQUEST MORT CO FLO RATE MORT PAS THR CER SE 2000-1 TRUST
CIK 0001137109
AMERIQUEST MORT SEC INC ASS BK PAS THR CERTS SER 2002 2
CIK 0001175125
AMERIQUEST MORT SEC INC ASSET BCKD PS THR CERT SER 2002-AR1
CIK 0001182887
AMERIQUEST MORT SEC INC ASSET BK PASS THR CERT SER 2002-C
CIK 0001197212
Classification
- SIC Code
- 6199
- Total Issuers
- 391
- Recent Filings
- 40