Industry · SIC 6200
Security & Commodity Brokers, Dealers, Exchanges & Services
95 tracked issuers filing with the SEC under this industry classification.
Issuers
95
Recent filings
40
SIC code
6200
Industry overview
Security & Commodity Brokers, Dealers, Exchanges & Services
The Security & Commodity Brokers, Dealers, Exchanges & Services industry (SIC 6200) connects investors to global capital and derivatives markets through trade execution, market making, research, clearing, custody, and prime brokerage. Firms span full‑service investment banks, online brokerages, proprietary trading shops, exchanges, and clearinghouses serving retail investors, hedge funds, asset managers, corporates, and governments. Core offerings include equities and options trading, fixed-income and FX dealing, futures and commodity contracts, margin lending, and structured products. Key risks center on market volatility, liquidity squeezes, counterparty defaults, operational failures, and cyberattacks, managed under intensive oversight from the SEC, CFTC, FINRA, and global prudential standards. In 2024–2025, the sector is shaped by T+1 settlement, AI-enhanced trading and surveillance, digital asset experimentation, consolidation among platforms, and heightened focus on compliance, transparency, and best execution. To track how these dynamics affect individual firms in current, view SEC filings and disclosures on Earnings Feed.
Source: Earnings Feed research · Nov 23, 2025
Latest filings
- 6-KSOSSOS Ltd6.9 MBSEC(opens sec.gov)
- 8-K/ASEC(opens sec.gov)
- 6-KGSIWGarden Stage Ltd14.4 KBSEC(opens sec.gov)
- 6-KMRXMarex Group Ltd10.7 KBSEC(opens sec.gov)
- 8-KSEC(opens sec.gov)
- 6-KPLUTPlutus Financial Group Ltd54.9 KBSEC(opens sec.gov)
- 8-KSTEXStreamex Corp.200.7 KBSEC(opens sec.gov)
- 8-KCBOESEC(opens sec.gov)
- 6-KEBONSEC(opens sec.gov)
- 6-KSOSSOS Ltd10.1 KBSEC(opens sec.gov)
- 8-KTOPTOP Financial Group Ltd358.0 KBSEC(opens sec.gov)
- 144SNEXStoneX Group Inc.6.2 KBSEC(opens sec.gov)
- 8-KBGCBGC Group, Inc.229.6 KBSEC(opens sec.gov)
- 8-KCMECME GROUP INC.155.1 KBSEC(opens sec.gov)
- 6-KSOSSOS Ltd185.6 KBSEC(opens sec.gov)
- 6-KSOSSOS Ltd10.1 KBSEC(opens sec.gov)
- 6-KSOSSOS Ltd11.0 KBSEC(opens sec.gov)
- 144NDAQNASDAQ, INC.6.3 KBSEC(opens sec.gov)
- 8-KTOPTOP Financial Group Ltd239.5 KBSEC(opens sec.gov)
- 6-KSOSSOS Ltd46.3 KBSEC(opens sec.gov)
- 6-KSOSSOS Ltd133.2 KBSEC(opens sec.gov)
- 144SNEXStoneX Group Inc.6.9 KBSEC(opens sec.gov)
- 144CMECME GROUP INC.4.8 KBSEC(opens sec.gov)
- 144SNEXStoneX Group Inc.9.3 KBSEC(opens sec.gov)
- 144MRXMarex Group Ltd6.9 KBSEC(opens sec.gov)
- 144CMECME GROUP INC.4.7 KBSEC(opens sec.gov)
- 144SNEXStoneX Group Inc.6.2 KBSEC(opens sec.gov)
- 144SNEXStoneX Group Inc.7.6 KBSEC(opens sec.gov)
- 144LPLASEC(opens sec.gov)
- 144NDAQNASDAQ, INC.6.2 KBSEC(opens sec.gov)
- 144CMECME GROUP INC.5.2 KBSEC(opens sec.gov)
- 144ICESEC(opens sec.gov)
- 8-KSEC(opens sec.gov)
- 8-KCMECME GROUP INC.170.1 KBSEC(opens sec.gov)
- 6-KGSIWGarden Stage Ltd19.8 KBSEC(opens sec.gov)
- 8-KTOPTOP Financial Group Ltd260.4 KBSEC(opens sec.gov)
- 144ICESEC(opens sec.gov)
- 144ICESEC(opens sec.gov)
- 8-KICEIntercontinental Exchange, Inc.307.7 KBSEC(opens sec.gov)
- 8-KSNEXStoneX Group Inc.146.5 KBSEC(opens sec.gov)
Featured issuers
- ACA Capital Holdings IncCIK 0001304623
- Allies LtdCIK 0001471099
- ARCHIPELAGO HOLDINGS INCCIK 0001107389
- AZAZ Capital Corp.CIK 0001500768
- Bats Global Markets, Inc.CIK 0001659228
- BATS Global Markets, Inc.CIK 0001519917
- BELCREST CAPITAL FUND LLCCIK 0001070495
- BELMAR CAPITAL FUND LLCCIK 0001108991
- BELPORT CAPITAL FUND LLCCIK 0001138602
- BELROSE CAPITAL FUND LLCCIK 0001170304
- BGC Group, Inc.CIK 0001094831BGC
- BGC Group, Inc.CIK 0001950475
Classification
- SIC code
- 6200
- Total issuers
- 95
- Recent filings
- 40