Commodity Contracts Brokers & Dealers

Commodity Contracts Brokers & Dealers (SIC 6221) form the backbone of global derivatives markets, arranging and executing trades in futures, options, and swaps on commodities ranging from energy and metals to agricultural products and environmental credits. Their core services include trade execution, clearing, margin financing, and risk management advice for hedgers and speculators alike, serving corporates, producers, refiners, utilities, asset managers, and sophisticated individual investors. The industry operates under stringent oversight from regulators such as the CFTC, SEC, and exchange self-regulatory organizations, with key risks including price volatility, counterparty default, liquidity squeezes, and tightening capital and margin requirements. In 2024–2025, firms are focused on algorithmic execution, real-time risk analytics, and growing demand for ESG-linked and carbon-related contracts, alongside heightened cybersecurity and operational resilience expectations. To monitor how listed brokers and dealers are navigating these dynamics, view their latest earnings reports, risk disclosures, and other SEC filings on Earnings Feed.

Source: Earnings Feed research · Nov 23, 2025

• Accepted (ET)
• Oct 9 16:258-K—
  Evernorth Holdings Inc.1.7 MB
  SEC(opens sec.gov)
• Oct 7 17:27S-1/AUVIX
  VS Trust1.3 MB
  SEC(opens sec.gov)
• Oct 7 08:398-KAIB
  AIB Data Centers Inc.238.4 KB
  SEC(opens sec.gov)
• Oct 6 20:078-KMSOL
  Morgan Stanley Solana Trust191.7 KB
  SEC(opens sec.gov)
• Oct 6 20:078-KMSBT
  Morgan Stanley Bitcoin Trust192.3 KB
  SEC(opens sec.gov)
• Oct 6 20:078-KMSSE
  Morgan Stanley Ethereum Trust192.4 KB
  SEC(opens sec.gov)
• Oct 6 17:59SCHEDULE 13G/AZCSH
  Zcash ETF6.4 KB
  SEC(opens sec.gov)
• Oct 6 17:318-KVSOL
  VanEck Solana ETF150.2 KB
  SEC(opens sec.gov)
• Oct 6 16:488-K—
  Evernorth Holdings Inc.26.5 KB
  SEC(opens sec.gov)
• Oct 6 16:208-KTETH
  21Shares Ethereum Staking ETF211.6 KB
  SEC(opens sec.gov)
• Oct 6 14:518-K—
  CAMPBELL FUND TRUST129.2 KB
  SEC(opens sec.gov)
• Oct 5 16:548-K—
  Evernorth Holdings Inc.40.6 KB
  SEC(opens sec.gov)
• Oct 5 16:498-KGAVA
  Grayscale Avalanche Staking ETF694.6 KB
  SEC(opens sec.gov)
• Oct 5 16:488-KGSUI
  Grayscale Sui Staking ETF694.7 KB
  SEC(opens sec.gov)
• Oct 5 16:468-KGLNK
  Grayscale Chainlink Trust ETF691.9 KB
  SEC(opens sec.gov)
• Oct 5 16:428-KGDLC
  Grayscale CoinDesk Crypto 5 ETF692.1 KB
  SEC(opens sec.gov)
• Oct 5 16:408-KGDOG
  Grayscale Dogecoin Trust ETF861.6 KB
  SEC(opens sec.gov)
• Oct 5 16:398-KGXRP
  Grayscale XRP Trust ETF856.7 KB
  SEC(opens sec.gov)
• Oct 5 16:378-KZCSH
  Zcash ETF690.6 KB
  SEC(opens sec.gov)
• Oct 5 16:328-KHYPG
  Grayscale Hyperliquid Staking ETF725.6 KB
  SEC(opens sec.gov)
• Oct 5 16:288-KGTAO
  Grayscale Bittensor Trust (TAO)1.5 MB
  SEC(opens sec.gov)
• Oct 5 12:55SCHEDULE 13G/AETHB
  iShares Staked Ethereum Trust ETF10.7 KB
  SEC(opens sec.gov)
• Oct 2S-1/A—
  Canary PEPE ETF1.2 MB
  SEC(opens sec.gov)
• Oct 1S-1UROY
  Uranium Royalty Corp.1.3 MB
  SEC(opens sec.gov)
• Oct 18-KAIB
  AIB Data Centers Inc.220.8 KB
  SEC(opens sec.gov)
• Sep 308-KAIB
  AIB Data Centers Inc.7.4 MB
  SEC(opens sec.gov)
• Sep 30S-1/ABAGZ
  Cryptex Digital Market Cap ETF1.7 MB
  SEC(opens sec.gov)
• Sep 308-KZCSH
  Zcash ETF207.5 KB
  SEC(opens sec.gov)
• Sep 298-KVBNB
  VanEck BNB ETF10.6 MB
  SEC(opens sec.gov)
• Sep 298-KUSCI
  United States Commodity Index Funds Trust289.5 KB
  SEC(opens sec.gov)
• Sep 298-KBNO
  United States Brent Oil Fund, LP206.9 KB
  SEC(opens sec.gov)
• Sep 298-KUNL
  United States 12 Month Natural Gas Fund, LP207.2 KB
  SEC(opens sec.gov)
• Sep 298-KUGA
  United States Gasoline Fund, LP206.7 KB
  SEC(opens sec.gov)
• Sep 298-KUSL
  United States 12 Month Oil Fund, LP207.6 KB
  SEC(opens sec.gov)
• Sep 298-KUNG
  United States Natural Gas Fund, LP208.9 KB
  SEC(opens sec.gov)
• Sep 298-KUSO
  United States Oil Fund, LP211.9 KB
  SEC(opens sec.gov)
• Sep 28S-1/ABIAI
  Bitari Inc1.7 MB
  SEC(opens sec.gov)
• Sep 288-KGTAO
  Grayscale Bittensor Trust (TAO)158.7 KB
  SEC(opens sec.gov)
• Sep 288-KGLD
  SPDR GOLD TRUST161.3 KB
  SEC(opens sec.gov)
• Sep 288-KGLDM
  World Gold Trust163.3 KB
  SEC(opens sec.gov)

• 21Shares Dogecoin ETFCIK 0002064314TDOG
• 21Shares Ethereum Staking ETFCIK 0001992508TETH
• 21Shares Hyperliquid Staking ETFCIK 0002090011THYP
• 21Shares Injective ETFCIK 0002061622
• 21Shares Ondo ETFCIK 0002061627
• 21Shares Polkadot Staking ETFCIK 0002054247
• 21Shares Sei ETFCIK 0002061623
• 21Shares Solana Staking ETFCIK 0002028834TSOL
• 21Shares Sui Staking ETFCIK 0002061626TSUI
• 21Shares XRP ETFCIK 0002028835TOXR
• AAA Energy Opportunities Fund LLCCIK 0001529004
• abrdn Gold ETF TrustCIK 0001450923SGOL

SIC code

6221

Total issuers

365

Recent filings

40

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