Commodity Contracts Brokers & Dealers
352 tracked issuers filing with the SEC under this industry classification.
Issuers
352
Filings
40
SIC Code
6221
Industry Overview
Commodity Contracts Brokers & Dealers
Commodity Contracts Brokers & Dealers (SIC 6221) form the backbone of global derivatives markets, arranging and executing trades in futures, options, and swaps on commodities ranging from energy and metals to agricultural products and environmental credits. Their core services include trade execution, clearing, margin financing, and risk management advice for hedgers and speculators alike, serving corporates, producers, refiners, utilities, asset managers, and sophisticated individual investors. The industry operates under stringent oversight from regulators such as the CFTC, SEC, and exchange self-regulatory organizations, with key risks including price volatility, counterparty default, liquidity squeezes, and tightening capital and margin requirements. In 2024–2025, firms are focused on algorithmic execution, real-time risk analytics, and growing demand for ESG-linked and carbon-related contracts, alongside heightened cybersecurity and operational resilience expectations. To monitor how listed brokers and dealers are navigating these dynamics, view their latest earnings reports, risk disclosures, and other live SEC filings on Earnings Feed.
Source: Earnings Feed research · Nov 23
Latest Filings
- S-1/ABitwise Hyperliquid ETF
Bitwise Hyperliquid ETF S-1/A
Apr 10, 4:26 PM ET1.4 MB - 8-KHashdex Commodities Trust$DEFI
Hashdex Commodities Trust 8-K
Apr 8, 10:33 AM ET231.4 KB - S-1/ABitwise Avalanche ETF$BAVA
Bitwise Avalanche ETF S-1/A
Apr 7, 5:22 PM ET105.4 KB - S-1/AGrayscale BNB ETF$GBNB
Grayscale BNB ETF S-1/A
Apr 7, 4:00 PM ET2.2 MB - 8-KGrayscale Ethereum Staking Mini ETF$ETH
Grayscale Ethereum Staking Mini ETF 8-K
Apr 7, 8:17 AM ET325.2 KB - 8-KGrayscale Ethereum Staking ETF$ETHE
Grayscale Ethereum Staking ETF 8-K
Apr 7, 8:14 AM ET324.0 KB - S-1/AMorgan Stanley Bitcoin Trust$MSBT
Morgan Stanley Bitcoin Trust S-1/A
Apr 3, 4:27 PM ET1.6 MB - S-1/AGrayscale Bittensor Trust (TAO)$GTAO
Grayscale Bittensor Trust (TAO) S-1/A
Apr 2, 4:55 PM ET3.7 MB - 8-KCAMPBELL FUND TRUST
CAMPBELL FUND TRUST 8-K
Apr 2, 1:53 PM ET143.8 KB - S-1/AMorgan Stanley Bitcoin Trust$MSBT
Morgan Stanley Bitcoin Trust S-1/A
Apr 1, 9:04 PM ET420.6 KB - S-1/AMorgan Stanley Bitcoin Trust$MSBT
Morgan Stanley Bitcoin Trust S-1/A
Apr 1, 5:05 PM ET1.9 MB - 8-KGrayscale Bittensor Trust (TAO)$GTAO
Grayscale Bittensor Trust (TAO) 8-K
Apr 1, 4:18 PM ET156.9 KB - S-1/AiShares Bitcoin Premium Income ETF
iShares Bitcoin Premium Income ETF S-1/A
Mar 31, 9:57 PM ET2.7 MB - 10-KOsprey Bitcoin Trust$OBTC
Osprey Bitcoin Trust 10-K
Mar 31, 9:40 PM ET4.2 MB - 10-KGLOBAL MACRO TRUST
GLOBAL MACRO TRUST 10-K
Mar 31, 5:11 PM ET16.3 MB - 10-KMillburn Multi-Markets Fund L.P.
Millburn Multi-Markets Fund L.P. 10-K
Mar 31, 4:58 PM ET20.0 MB - 10-KCanary Litecoin ETF
Canary Litecoin ETF 10-K
Mar 31, 4:57 PM ET2.5 MB - 10-KCanary XRP ETF
Canary XRP ETF 10-K
Mar 31, 4:55 PM ET2.5 MB - 10-KCanary Marinade Solana ETF$SOLC
Canary Marinade Solana ETF 10-K
Mar 31, 4:54 PM ET2.7 MB - 10-KNESTOR PARTNERS
NESTOR PARTNERS 10-K
Mar 31, 4:44 PM ET13.5 MB - 10-KVS Trust$SVIX
VS Trust 10-K
Mar 31, 4:33 PM ET5.5 MB - S-1/ABondBloxx Private Credit Trust
BondBloxx Private Credit Trust S-1/A
Mar 31, 2:47 PM ET953.1 KB - 10-KGRANT PARK FUTURES FUND LIMITED PARTNERSHIP
GRANT PARK FUTURES FUND LIMITED PARTNERSHIP 10-K
Mar 31, 1:55 PM ET24.2 MB - 10-KHashdex Commodities Trust$DEFI
Hashdex Commodities Trust 10-K
Mar 31, 10:38 AM ET5.2 MB - 10-KBlockchAIn Digital Infrastructure, Inc.$AIB
BlockchAIn Digital Infrastructure, Inc. 10-K
Mar 31, 6:45 AM ET4.3 MB - 8-KiShares Gold Trust Micro$IAUM
iShares Gold Trust Micro 8-K
Mar 30, 9:51 PM ET166.2 KB - 8-KiShares Bitcoin Trust ETF$IBIT
iShares Bitcoin Trust ETF 8-K
Mar 30, 9:50 PM ET166.4 KB - 8-KiShares S&P GSCI Commodity-Indexed Trust$GSG
iShares S&P GSCI Commodity-Indexed Trust 8-K
Mar 30, 9:50 PM ET165.1 KB - 8-KiShares Silver Trust$SLV
iShares Silver Trust 8-K
Mar 30, 9:49 PM ET165.6 KB - 8-KiShares Ethereum Trust ETF$ETHA
iShares Ethereum Trust ETF 8-K
Mar 30, 9:49 PM ET169.6 KB - 8-KISHARES GOLD TRUST$IAU
ISHARES GOLD TRUST 8-K
Mar 30, 9:48 PM ET164.8 KB - 8-KiShares Staked Ethereum Trust ETF$ETHB
iShares Staked Ethereum Trust ETF 8-K
Mar 30, 9:47 PM ET170.3 KB - 10-K21Shares XRP ETF$TOXR
21Shares XRP ETF 10-K
Mar 30, 9:10 PM ET3.2 MB - 10-K21Shares Ethereum ETF$TETH
21Shares Ethereum ETF 10-K
Mar 30, 8:19 PM ET4.3 MB - 10-KMAN AHL DIVERSIFIED I LP$MADL
MAN AHL DIVERSIFIED I LP 10-K
Mar 30, 5:57 PM ET21.4 MB - 10-KVanEck Ethereum ETF$ETHV
VanEck Ethereum ETF 10-K
Mar 30, 5:35 PM ET3.1 MB - 10-KVanEck Avalanche ETF$VAVX
VanEck Avalanche ETF 10-K
Mar 30, 5:34 PM ET3.5 MB - 10-KVanEck Solana ETF
VanEck Solana ETF 10-K
Mar 30, 5:32 PM ET3.9 MB - 10-KFranklin Crypto Trust$EZPZ
Franklin Crypto Trust 10-K
Mar 30, 1:38 PM ET6.4 MB - 10-K21Shares Solana ETF$TSOL
21Shares Solana ETF 10-K
Mar 27, 7:12 PM ET3.6 MB
Featured Issuers
12- $TDOG
21Shares Dogecoin ETF
CIK 0002064314
- $TETH
21Shares Ethereum ETF
CIK 0001992508
21Shares Hyperliquid ETF
CIK 0002090011
21Shares Ondo ETF
CIK 0002061627
21Shares Polkadot ETF
CIK 0002054247
21Shares Sei ETF
CIK 0002061623
- $TSOL
21Shares Solana ETF
CIK 0002028834
21Shares Sui ETF
CIK 0002061626
- $TOXR
21Shares XRP ETF
CIK 0002028835
AAA Energy Opportunities Fund LLC
CIK 0001529004
- $SGOL
abrdn Gold ETF Trust
CIK 0001450923
- $PALL
abrdn Palladium ETF Trust
CIK 0001459862
Classification
- SIC Code
- 6221
- Total Issuers
- 352
- Recent Filings
- 40