Commodity Contracts Brokers & Dealers
361 tracked issuers filing with the SEC under this industry classification.
Issuers
361
Filings
40
SIC Code
6221
Industry Overview
Commodity Contracts Brokers & Dealers
Commodity Contracts Brokers & Dealers (SIC 6221) form the backbone of global derivatives markets, arranging and executing trades in futures, options, and swaps on commodities ranging from energy and metals to agricultural products and environmental credits. Their core services include trade execution, clearing, margin financing, and risk management advice for hedgers and speculators alike, serving corporates, producers, refiners, utilities, asset managers, and sophisticated individual investors. The industry operates under stringent oversight from regulators such as the CFTC, SEC, and exchange self-regulatory organizations, with key risks including price volatility, counterparty default, liquidity squeezes, and tightening capital and margin requirements. In 2024–2025, firms are focused on algorithmic execution, real-time risk analytics, and growing demand for ESG-linked and carbon-related contracts, alongside heightened cybersecurity and operational resilience expectations. To monitor how listed brokers and dealers are navigating these dynamics, view their latest earnings reports, risk disclosures, and other live SEC filings on Earnings Feed.
Source: Earnings Feed research · Nov 23
Latest Filings
- 8-KMorgan Stanley Solana Trust$MSOL
Morgan Stanley Solana Trust 8-K
Aug 25, 4:15 PM ET190.4 KB - 8-KMorgan Stanley Ethereum Trust$MSSE
Morgan Stanley Ethereum Trust 8-K
Aug 25, 4:15 PM ET190.4 KB - 8-KMorgan Stanley Bitcoin Trust$MSBT
Morgan Stanley Bitcoin Trust 8-K
Aug 25, 4:15 PM ET190.4 KB - 8-KTPG Private Equity Opportunities, L.P.
TPG Private Equity Opportunities, L.P. 8-K
Aug 25, 8:04 AM ET182.8 KB - 8-KHashdex Commodities Trust$DEFI
Hashdex Commodities Trust 8-K
Aug 24, 4:05 PM ET188.5 KB - S-1Bitari Inc
Bitari Inc S-1
Aug 21, 5:29 PM ET42.8 MB - 8-KAIB Data Centers Inc.$AIB
AIB Data Centers Inc. 8-K
Aug 21, 4:05 PM ET261.5 KB - 8-KGrayscale Zcash Trust (ZEC)$ZCSH
Grayscale Zcash Trust (ZEC) 8-K
Aug 21, 4:04 PM ET156.7 KB - 6-KAntalpha Platform Holding Co$ANTA
Antalpha Platform Holding Co 6-K
Aug 20, 6:00 AM ET118.0 KB - S-1/ACanary Staked TRX ETF
Canary Staked TRX ETF S-1/A
Aug 19, 5:23 PM ET2.0 MB - 8-KAIB Data Centers Inc.$AIB
AIB Data Centers Inc. 8-K
Aug 19, 8:00 AM ET11.4 MB - S-1VS Trust$UVIX
VS Trust S-1
Aug 17, 5:30 PM ET1.3 MB - 10-QAI Financial Corp$AIFC
AI Financial Corp 10-Q
Aug 17, 4:01 PM ET12.7 MB - 10-QFranklin Solana Trust$SOEZ
Franklin Solana Trust 10-Q
Aug 14, 5:29 PM ET3.4 MB - 10-QFranklin Templeton Digital Holdings Trust$EZBC
Franklin Templeton Digital Holdings Trust 10-Q
Aug 14, 5:23 PM ET3.1 MB - 10-QFranklin Ethereum Trust$EZET
Franklin Ethereum Trust 10-Q
Aug 14, 5:18 PM ET3.4 MB - 10-QFranklin Crypto Trust$EZPZ
Franklin Crypto Trust 10-Q
Aug 14, 5:15 PM ET7.0 MB - 10-QFranklin Templeton Holdings Trust$FGDL
Franklin Templeton Holdings Trust 10-Q
Aug 14, 5:12 PM ET3.3 MB - 10-QFranklin XRP Trust$XRPZ
Franklin XRP Trust 10-Q
Aug 14, 5:12 PM ET3.3 MB - 10-Q21Shares Polkadot ETF
21Shares Polkadot ETF 10-Q
Aug 14, 4:06 PM ET2.5 MB - SCHEDULE 13G/AAIB Data Centers Inc.$AIB
AIB Data Centers Inc. SCHEDULE 13G/A
Aug 14, 4:05 PM ET12.4 KB - SCHEDULE 13GUnited States Brent Oil Fund, LP$BNO
United States Brent Oil Fund, LP SCHEDULE 13G
Aug 14, 4:05 PM ET15.2 KB - 10-QTeucrium Commodity Trust$BTCK
Teucrium Commodity Trust 10-Q
Aug 14, 3:27 PM ET42.7 MB - 10-QMAN AHL DIVERSIFIED I LP$MADL
MAN AHL DIVERSIFIED I LP 10-Q
Aug 14, 3:11 PM ET17.2 MB - SCHEDULE 13G/AAIB Data Centers Inc.$AIB
AIB Data Centers Inc. SCHEDULE 13G/A
Aug 14, 2:30 PM ET14.4 KB - 10-QVS Trust$UVIX
VS Trust 10-Q
Aug 14, 1:09 PM ET5.2 MB - 10-QGRANT PARK FUTURES FUND LIMITED PARTNERSHIP
GRANT PARK FUTURES FUND LIMITED PARTNERSHIP 10-Q
Aug 14, 1:08 PM ET11.1 MB - 10-Q21Shares Ethereum ETF$TETH
21Shares Ethereum ETF 10-Q
Aug 13, 6:00 PM ET2.7 MB - 10-QMillburn Multi-Markets Fund L.P.
Millburn Multi-Markets Fund L.P. 10-Q
Aug 13, 5:03 PM ET19.3 MB - 10-QLOCORR FUTURES PORTFOLIO FUND L.P.
LOCORR FUTURES PORTFOLIO FUND L.P. 10-Q
Aug 13, 4:57 PM ET8.1 MB - 10-QNESTOR PARTNERS
NESTOR PARTNERS 10-Q
Aug 13, 4:38 PM ET14.0 MB - 10-QAIB Data Centers Inc.$AIB
AIB Data Centers Inc. 10-Q
Aug 13, 4:30 PM ET5.1 MB - 10-QCAMPBELL FUND TRUST
CAMPBELL FUND TRUST 10-Q
Aug 13, 4:30 PM ET9.0 MB - 6-KSprott Physical Copper Trust$SCOP
Sprott Physical Copper Trust 6-K
Aug 13, 4:17 PM ET9.1 MB - 10-QGLOBAL MACRO TRUST
GLOBAL MACRO TRUST 10-Q
Aug 13, 4:16 PM ET15.8 MB - 6-KSprott Physical Gold Trust$PHYS
Sprott Physical Gold Trust 6-K
Aug 13, 4:16 PM ET978.4 KB - 6-KSprott Physical Gold & Silver Trust$CEF
Sprott Physical Gold & Silver Trust 6-K
Aug 13, 4:13 PM ET1.8 MB - 6-KSPROTT PHYSICAL PLATINUM & PALLADIUM TRUST$SPPP
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST 6-K
Aug 13, 4:11 PM ET2.4 MB - 6-KSprott Physical Silver Trust$PSLV
Sprott Physical Silver Trust 6-K
Aug 13, 4:10 PM ET1.8 MB - 10-QMorgan Stanley Bitcoin Trust$MSBT
Morgan Stanley Bitcoin Trust 10-Q
Aug 13, 4:04 PM ET2.4 MB
Featured Issuers
12- $TDOG
21Shares Dogecoin ETF
CIK 0002064314
- $TETH
21Shares Ethereum ETF
CIK 0001992508
- $THYP
21Shares Hyperliquid ETF
CIK 0002090011
21Shares Ondo ETF
CIK 0002061627
21Shares Polkadot ETF
CIK 0002054247
21Shares Sei ETF
CIK 0002061623
- $TSOL
21Shares Solana ETF
CIK 0002028834
- $TSUI
21Shares Sui ETF
CIK 0002061626
- $TOXR
21Shares XRP ETF
CIK 0002028835
AAA Energy Opportunities Fund LLC
CIK 0001529004
- $SGOL
abrdn Gold ETF Trust
CIK 0001450923
- $PALL
abrdn Palladium ETF Trust
CIK 0001459862
Classification
- SIC Code
- 6221
- Total Issuers
- 361
- Recent Filings
- 40