Commodity Contracts Brokers & Dealers
347 tracked issuers filing with the SEC under this industry classification.
Issuers
347
Filings
40
SIC Code
6221
Industry Overview
Commodity Contracts Brokers & Dealers
Commodity Contracts Brokers & Dealers (SIC 6221) form the backbone of global derivatives markets, arranging and executing trades in futures, options, and swaps on commodities ranging from energy and metals to agricultural products and environmental credits. Their core services include trade execution, clearing, margin financing, and risk management advice for hedgers and speculators alike, serving corporates, producers, refiners, utilities, asset managers, and sophisticated individual investors. The industry operates under stringent oversight from regulators such as the CFTC, SEC, and exchange self-regulatory organizations, with key risks including price volatility, counterparty default, liquidity squeezes, and tightening capital and margin requirements. In 2024–2025, firms are focused on algorithmic execution, real-time risk analytics, and growing demand for ESG-linked and carbon-related contracts, alongside heightened cybersecurity and operational resilience expectations. To monitor how listed brokers and dealers are navigating these dynamics, view their latest earnings reports, risk disclosures, and other live SEC filings on Earnings Feed.
Source: Earnings Feed research · Nov 23
Latest Filings
- 10-KGrayscale Ethereum Staking ETF$ETHE
Grayscale Ethereum Staking ETF 10-K
Feb 25, 4:57 PM ET11.4 MB - 10-KGrayscale Ethereum Staking Mini ETF$ETH
Grayscale Ethereum Staking Mini ETF 10-K
Feb 25, 4:56 PM ET12.0 MB - 10-KGrayscale Bitcoin Trust ETF$GBTC
Grayscale Bitcoin Trust ETF 10-K
Feb 25, 4:55 PM ET11.0 MB - 10-KGrayscale Bitcoin Mini Trust ETF$BTC
Grayscale Bitcoin Mini Trust ETF 10-K
Feb 25, 4:55 PM ET9.9 MB - 10-KFidelity Wise Origin Bitcoin Fund$FBTC
Fidelity Wise Origin Bitcoin Fund 10-K
Feb 25, 4:03 PM ET7.1 MB - S-1/A21Shares Polkadot ETF
21Shares Polkadot ETF S-1/A
Feb 25, 2:54 PM ET2.0 MB - 8-KTPG Private Equity Opportunities, L.P.
TPG Private Equity Opportunities, L.P. 8-K
Feb 25, 8:07 AM ET175.0 KB - 10-KGoldman Sachs Physical Gold ETF$AAAU
Goldman Sachs Physical Gold ETF 10-K
Feb 24, 5:24 PM ET3.1 MB - 8-KALT5 Sigma Corp$ALTS
ALT5 Sigma Corp 8-K
Feb 23, 8:00 AM ET250.0 KB - 8-KGrayscale CoinDesk Crypto 5 ETF$GDLC
Grayscale CoinDesk Crypto 5 ETF 8-K
Feb 20, 4:06 PM ET177.0 KB - 10-Q21Shares Dogecoin ETF$TDOG
21Shares Dogecoin ETF 10-Q
Feb 20, 4:01 PM ET1.3 MB - S-1/AGrayscale Avalanche Trust (AVAX)$AVAX
Grayscale Avalanche Trust (AVAX) S-1/A
Feb 19, 5:07 PM ET3.2 MB - S-1/ATeucrium Commodity Trust$CANE
Teucrium Commodity Trust S-1/A
Feb 18, 2:07 PM ET2.2 MB - 10-QFranklin XRP Trust$XRPZ
Franklin XRP Trust 10-Q
Feb 17, 4:55 PM ET3.5 MB - S-1/A21Shares Polkadot ETF
21Shares Polkadot ETF S-1/A
Feb 17, 12:01 PM ET2.0 MB - S-1/AiShares Staked Ethereum Trust ETF$ETHB
iShares Staked Ethereum Trust ETF S-1/A
Feb 17, 10:52 AM ET4.3 MB - S-1/ACanary TRUMP Coin ETF
Canary TRUMP Coin ETF S-1/A
Feb 13, 5:16 PM ET1.3 MB - S-1/A21Shares Hyperliquid ETF
21Shares Hyperliquid ETF S-1/A
Feb 13, 4:53 PM ET1.2 MB - S-1/ACanary Staked SUI ETF
Canary Staked SUI ETF S-1/A
Feb 12, 1:22 PM ET1.3 MB - 8-KProShares Trust II$AGQ
ProShares Trust II 8-K
Feb 11, 6:03 PM ET163.2 KB - 10-QAmplify Commodity Trust$BDRY
Amplify Commodity Trust 10-Q
Feb 11, 5:23 PM ET7.6 MB - S-1/AGrayscale Sui Trust (SUI)$GSUI
Grayscale Sui Trust (SUI) S-1/A
Feb 11, 4:43 PM ET4.8 MB - S-1/AT. Rowe Price Active Crypto ETF
T. Rowe Price Active Crypto ETF S-1/A
Feb 11, 3:15 PM ET896.1 KB - S-1/ABitwise Avalanche ETF
Bitwise Avalanche ETF S-1/A
Feb 10, 4:48 PM ET1.3 MB - 8-K21Shares Ethereum ETF$TETH
21Shares Ethereum ETF 8-K
Feb 10, 4:17 PM ET674.3 KB - 8-K21Shares Solana ETF$TSOL
21Shares Solana ETF 8-K
Feb 10, 4:15 PM ET670.2 KB - 8-KWorld Gold Trust$GLDM
World Gold Trust 8-K
Feb 9, 12:11 PM ET160.0 KB - 8-KSPDR GOLD TRUST$GLD
SPDR GOLD TRUST 8-K
Feb 9, 12:09 PM ET155.8 KB - S-1/A21Shares Ondo ETF
21Shares Ondo ETF S-1/A
Feb 6, 5:09 PM ET1.3 MB - 8-KGrayscale Bitcoin Mini Trust ETF$BTC
Grayscale Bitcoin Mini Trust ETF 8-K
Feb 6, 4:15 PM ET1.2 MB - 8-KGrayscale Ethereum Staking Mini ETF$ETH
Grayscale Ethereum Staking Mini ETF 8-K
Feb 6, 4:14 PM ET1.2 MB - 8-KALT5 Sigma Corp$ALTS
ALT5 Sigma Corp 8-K
Feb 5, 6:12 PM ET209.6 KB - 8-KFidelity Wise Origin Bitcoin Fund$FBTC
Fidelity Wise Origin Bitcoin Fund 8-K
Feb 5, 4:38 PM ET485.6 KB - 8-KFidelity Solana Fund$FSOL
Fidelity Solana Fund 8-K
Feb 5, 4:36 PM ET159.2 KB - 10-QGrayscale Litecoin Trust (LTC)$LTCN
Grayscale Litecoin Trust (LTC) 10-Q
Feb 5, 4:05 PM ET7.6 MB - 10-QGrayscale Bitcoin Cash Trust (BCH)$BCHG
Grayscale Bitcoin Cash Trust (BCH) 10-Q
Feb 5, 4:05 PM ET6.5 MB - 10-QGrayscale CoinDesk Crypto 5 ETF$GDLC
Grayscale CoinDesk Crypto 5 ETF 10-Q
Feb 5, 4:04 PM ET15.2 MB - 8-KCAMPBELL FUND TRUST
CAMPBELL FUND TRUST 8-K
Feb 4, 7:29 PM ET143.3 KB - S-1/A21Shares Sei ETF
21Shares Sei ETF S-1/A
Feb 4, 5:03 PM ET1.2 MB - 8-KGrayscale CoinDesk Crypto 5 ETF$GDLC
Grayscale CoinDesk Crypto 5 ETF 8-K
Feb 4, 4:42 PM ET162.5 KB
Featured Issuers
12- $TDOG
21Shares Dogecoin ETF
CIK 0002064314
- $TETH
21Shares Ethereum ETF
CIK 0001992508
21Shares Hyperliquid ETF
CIK 0002090011
21Shares Ondo ETF
CIK 0002061627
21Shares Polkadot ETF
CIK 0002054247
21Shares Sei ETF
CIK 0002061623
- $TSOL
21Shares Solana ETF
CIK 0002028834
21Shares Sui ETF
CIK 0002061626
- $TOXR
21Shares XRP ETF
CIK 0002028835
AAA Energy Opportunities Fund LLC
CIK 0001529004
- $SGOL
abrdn Gold ETF Trust
CIK 0001450923
- $PALL
abrdn Palladium ETF Trust
CIK 0001459862
Classification
- SIC Code
- 6221
- Total Issuers
- 347
- Recent Filings
- 40