Investment Advice
166 tracked issuers filing with the SEC under this industry classification.
Issuers
166
Filings
40
SIC Code
6282
Industry Overview
Investment Advice
The Investment Advice industry classified under SIC 6282 comprises registered investment advisers, wealth managers, financial planners, and digital advisory platforms that help individuals, families, and institutions allocate capital, construct portfolios, and plan for retirement, education, and other long-term goals. Core services include discretionary portfolio management, asset allocation, tax-efficient investing, estate and retirement planning, as well as model portfolios and robo-advisory solutions for mass-affluent clients. Typical customers range from retail investors and high-net-worth individuals to foundations, endowments, and corporate retirement plans. Key risks center on market volatility, interest-rate and liquidity shocks, conflicts of interest, and tightening oversight from the SEC, FINRA, and global regulators around fiduciary duty, fee transparency, disclosure, and cybersecurity. In 2024–2025, the sector is being reshaped by AI-driven analytics, personalized direct indexing, ESG integration, and ongoing fee compression and consolidation. For deeper insight into advisor strategies and regulatory developments, readers can view live SEC filings and disclosures on Earnings Feed.
Source: Earnings Feed research · Nov 23
Latest Filings
- 8-KArtisan Partners Asset Management Inc.$APAM
Artisan Partners Asset Management Inc. 8-K
Apr 10, 4:23 PM ET239.7 KB - 8-KInvesco Ltd.$IVZ
Invesco Ltd. 8-K
Apr 10, 8:04 AM ET227.1 KB - 6-KNOAH HOLDINGS LTD$NOAH
NOAH HOLDINGS LTD 6-K
Apr 10, 8:00 AM ET3.8 MB - 8-KBRC Group Holdings, Inc.$RILY
BRC Group Holdings, Inc. 8-K
Apr 9, 5:00 PM ET276.7 KB - 8-KTPG Inc.$TPG
TPG Inc. 8-K
Apr 9, 4:35 PM ET199.4 KB - 8-KFEDERATED HERMES, INC.$FHI
FEDERATED HERMES, INC. 8-K
Apr 9, 4:29 PM ET285.5 KB - 6-KNOAH HOLDINGS LTD$NOAH
NOAH HOLDINGS LTD 6-K
Apr 9, 6:02 AM ET2.8 MB - 8-KHorizon Kinetics Holding Corp$HKHC
Horizon Kinetics Holding Corp 8-K
Apr 8, 4:06 PM ET219.0 KB - SCHEDULE 13G/AEnergy Recovery, Inc.$AMP
Energy Recovery, Inc. SCHEDULE 13G/A
Apr 8, 12:11 PM ET310.8 KB - SCHEDULE 13G/ADOMO, INC.$AMP
DOMO, INC. SCHEDULE 13G/A
Apr 8, 12:10 PM ET598.6 KB - 8-KBrookfield Asset Management Ltd.$BAM
Brookfield Asset Management Ltd. 8-K
Apr 8, 6:45 AM ET215.7 KB - 6-KNOAH HOLDINGS LTD$NOAH
NOAH HOLDINGS LTD 6-K
Apr 8, 6:02 AM ET2.6 MB - 8-KApollo IG Core Replacement, L.P.
Apollo IG Core Replacement, L.P. 8-K
Apr 7, 4:31 PM ET191.0 KB - SCHEDULE 13GProMIS Neurosciences Inc.$JHG
ProMIS Neurosciences Inc. SCHEDULE 13G
Apr 7, 4:27 PM ET12.4 KB - SCHEDULE 13G/A4D Molecular Therapeutics, Inc.$JHG
4D Molecular Therapeutics, Inc. SCHEDULE 13G/A
Apr 7, 3:48 PM ET12.3 KB - SCHEDULE 13G/AOPAL Fuels Inc.$IVZ
OPAL Fuels Inc. SCHEDULE 13G/A
Apr 7, 10:41 AM ET7.9 KB - SCHEDULE 13G/AHERC HOLDINGS INC$IVZ
HERC HOLDINGS INC SCHEDULE 13G/A
Apr 7, 10:34 AM ET8.1 KB - SCHEDULE 13G/ASOUNDTHINKING, INC.$FHI
SOUNDTHINKING, INC. SCHEDULE 13G/A
Apr 7, 7:50 AM ET46.4 KB - SCHEDULE 13G/ASmith Douglas Homes Corp.$FHI
Smith Douglas Homes Corp. SCHEDULE 13G/A
Apr 7, 7:49 AM ET46.0 KB - SCHEDULE 13G/AMGP INGREDIENTS INC$FHI
MGP INGREDIENTS INC SCHEDULE 13G/A
Apr 7, 7:24 AM ET47.3 KB - SCHEDULE 13GADVANCE AUTO PARTS INC$FHI
ADVANCE AUTO PARTS INC SCHEDULE 13G
Apr 7, 7:22 AM ET47.7 KB - 8-KVistaOne, L.P.
VistaOne, L.P. 8-K
Apr 6, 5:02 PM ET1.8 MB - 8-KBrookfield Private Equity Fund LP
Brookfield Private Equity Fund LP 8-K
Apr 6, 2:45 PM ET199.1 KB - 8-KCVC-PE Global Private Equity Fund, LP
CVC-PE Global Private Equity Fund, LP 8-K
Apr 6, 9:38 AM ET1.2 MB - 4BIOTECHNOLOGY VALUE FUND L P
BIOTECHNOLOGY VALUE FUND L P 4
Apr 2, 4:48 PM ET33.8 KB - 8-KBrookfield Asset Management Ltd.$BAM
Brookfield Asset Management Ltd. 8-K
Apr 2, 4:45 PM ET2.6 MB - SCHEDULE 13D/AMoonLake Immunotherapeutics
MoonLake Immunotherapeutics SCHEDULE 13D/A
Apr 2, 4:44 PM ET24.1 KB - 8-KWarburg Pincus Access Fund, L.P.
Warburg Pincus Access Fund, L.P. 8-K
Apr 2, 4:05 PM ET27.5 KB - 8-KAres Sports, Media & Entertainment Opportunities LP
Ares Sports, Media & Entertainment Opportunities LP 8-K
Apr 2, 4:05 PM ET1.4 MB - 8-KDIAMOND HILL INVESTMENT GROUP INC$DHIL
DIAMOND HILL INVESTMENT GROUP INC 8-K
Apr 2, 4:05 PM ET254.9 KB - 8-KPIMCO Asset-Based Lending Co LLC
PIMCO Asset-Based Lending Co LLC 8-K
Apr 2, 3:40 PM ET188.6 KB - 4Invesco Advisers, Inc.
Invesco Advisers, Inc. 4
Apr 2, 11:09 AM ET9.3 KB - 6-KNOAH HOLDINGS LTD$NOAH
NOAH HOLDINGS LTD 6-K
Apr 2, 6:06 AM ET2.6 MB - 8-KApollo Global Management, Inc.$APO
Apollo Global Management, Inc. 8-K
Apr 1, 4:30 PM ET198.8 KB - 6-KNOAH HOLDINGS LTD$NOAH
NOAH HOLDINGS LTD 6-K
Apr 1, 7:13 AM ET2.7 MB - 10-K/ABRC Group Holdings, Inc.$RILY
BRC Group Holdings, Inc. 10-K/A
Mar 31, 8:57 PM ET31.7 MB - 10-KEQT Private Equity Co LLC
EQT Private Equity Co LLC 10-K
Mar 31, 5:10 PM ET10.7 MB - 10-KAlTi Global, Inc.$ALTI
AlTi Global, Inc. 10-K
Mar 31, 4:34 PM ET24.8 MB - 8-KAres Management Corp$ARES
Ares Management Corp 8-K
Mar 31, 4:19 PM ET203.3 KB - 10-KBRC Group Holdings, Inc.$RILY
BRC Group Holdings, Inc. 10-K
Mar 31, 4:13 PM ET32.0 MB
Featured Issuers
12180 DEGREE CAPITAL CORP. /NY/
CIK 0000893739
- $ABX
Abacus Global Management, Inc.
CIK 0001814287
- $AAMI
Acadian Asset Management Inc.
CIK 0001748824
Acadian Inc
CIK 0000796370
- $AMG
AFFILIATED MANAGERS GROUP, INC.
CIK 0001004434
- $AB
ALLIANCEBERNSTEIN HOLDING L.P.
CIK 0000825313
ALLIANCEBERNSTEIN L.P.
CIK 0001109448
Allianz Asset Management of America L.P.
CIK 0000822426
ALLIED CAPITAL ADVISERS INC
CIK 0000868207
- $ALTI
AlTi Global, Inc.
CIK 0001838615
- $AMP
AMERIPRISE FINANCIAL INC
CIK 0000820027
AMRESCO RESIDENTIAL SECS CORP MORT LOAN TRUST 1998-3
CIK 0001067488
Classification
- SIC Code
- 6282
- Total Issuers
- 166
- Recent Filings
- 40