Investment Advice
168 tracked issuers filing with the SEC under this industry classification.
Issuers
168
Filings
40
SIC Code
6282
Industry Overview
Investment Advice
The Investment Advice industry classified under SIC 6282 comprises registered investment advisers, wealth managers, financial planners, and digital advisory platforms that help individuals, families, and institutions allocate capital, construct portfolios, and plan for retirement, education, and other long-term goals. Core services include discretionary portfolio management, asset allocation, tax-efficient investing, estate and retirement planning, as well as model portfolios and robo-advisory solutions for mass-affluent clients. Typical customers range from retail investors and high-net-worth individuals to foundations, endowments, and corporate retirement plans. Key risks center on market volatility, interest-rate and liquidity shocks, conflicts of interest, and tightening oversight from the SEC, FINRA, and global regulators around fiduciary duty, fee transparency, disclosure, and cybersecurity. In 2024–2025, the sector is being reshaped by AI-driven analytics, personalized direct indexing, ESG integration, and ongoing fee compression and consolidation. For deeper insight into advisor strategies and regulatory developments, readers can view live SEC filings and disclosures on Earnings Feed.
Source: Earnings Feed research · Nov 23
Latest Filings
- 8-KArtisan Partners Asset Management Inc.$APAM
Artisan Partners Asset Management Inc. 8-K
Jul 10, 4:23 PM ET240.8 KB - SCHEDULE 13GPyxis Oncology, Inc.
Pyxis Oncology, Inc. SCHEDULE 13G
Jul 10, 4:07 PM ET40.3 KB - SCHEDULE 13D/AFranklin BSP Lending Fund$BEN
Franklin BSP Lending Fund SCHEDULE 13D/A
Jul 10, 2:47 PM ET16.7 KB - 8-KInvesco Ltd.$IVZ
Invesco Ltd. 8-K
Jul 10, 8:01 AM ET226.4 KB - 6-KNOAH HOLDINGS LTD$NOAH
NOAH HOLDINGS LTD 6-K
Jul 10, 6:08 AM ET859.0 KB - 6-KNOAH HOLDINGS LTD$NOAH
NOAH HOLDINGS LTD 6-K
Jul 8, 8:00 PM ET2.0 MB - SCHEDULE 13GPrivacore VPC Asset Backed Credit Fund$JHG
Privacore VPC Asset Backed Credit Fund SCHEDULE 13G
Jul 8, 6:09 PM ET12.1 KB - SCHEDULE 13GPrivacore PCAAM Alternative Growth Fund$JHG
Privacore PCAAM Alternative Growth Fund SCHEDULE 13G
Jul 8, 6:08 PM ET12.0 KB - SCHEDULE 13GPrivacore PCAAM Alternative Income Fund$JHG
Privacore PCAAM Alternative Income Fund SCHEDULE 13G
Jul 8, 6:08 PM ET12.0 KB - SCHEDULE 13G/ABiohaven Ltd.$JHG
Biohaven Ltd. SCHEDULE 13G/A
Jul 8, 5:44 PM ET12.4 KB - SCHEDULE 13G/AJade Biosciences, Inc.$JHG
Jade Biosciences, Inc. SCHEDULE 13G/A
Jul 8, 5:43 PM ET12.6 KB - 8-KBrookfield Private Equity Fund LP
Brookfield Private Equity Fund LP 8-K
Jul 8, 11:32 AM ET199.7 KB - SCHEDULE 13G/AEPAM Systems, Inc.$AMP
EPAM Systems, Inc. SCHEDULE 13G/A
Jul 8, 10:40 AM ET138.1 KB - SCHEDULE 13G/ALyft, Inc.$AMP
Lyft, Inc. SCHEDULE 13G/A
Jul 8, 10:28 AM ET109.6 KB - SCHEDULE 13G/AUDR, Inc.$CNS
UDR, Inc. SCHEDULE 13G/A
Jul 8, 8:00 AM ET15.0 KB - SCHEDULE 13G/AEmpire State Realty Trust, Inc.$CNS
Empire State Realty Trust, Inc. SCHEDULE 13G/A
Jul 8, 8:00 AM ET14.6 KB - SCHEDULE 13G/AKILROY REALTY CORP$CNS
KILROY REALTY CORP SCHEDULE 13G/A
Jul 8, 8:00 AM ET14.6 KB - SCHEDULE 13G/ASCYNEXIS INC$FHI
SCYNEXIS INC SCHEDULE 13G/A
Jul 8, 7:57 AM ET46.5 KB - SCHEDULE 13G/AOvid Therapeutics Inc.$FHI
Ovid Therapeutics Inc. SCHEDULE 13G/A
Jul 8, 7:54 AM ET45.8 KB - SCHEDULE 13G/AMinerva Neurosciences, Inc.$FHI
Minerva Neurosciences, Inc. SCHEDULE 13G/A
Jul 8, 7:51 AM ET46.4 KB - SCHEDULE 13G/AMGP INGREDIENTS INC$FHI
MGP INGREDIENTS INC SCHEDULE 13G/A
Jul 8, 7:49 AM ET48.6 KB - SCHEDULE 13GLifeMD, Inc.$FHI
LifeMD, Inc. SCHEDULE 13G
Jul 8, 7:45 AM ET46.6 KB - SCHEDULE 13G/AForte Biosciences, Inc.$FHI
Forte Biosciences, Inc. SCHEDULE 13G/A
Jul 8, 7:42 AM ET46.6 KB - SCHEDULE 13G/AaTYR PHARMA INC$FHI
aTYR PHARMA INC SCHEDULE 13G/A
Jul 8, 7:37 AM ET46.5 KB - 8-KApollo IG Core Replacement, L.P.
Apollo IG Core Replacement, L.P. 8-K
Jul 7, 4:30 PM ET846.6 KB - SCHEDULE 13D/AFranklin BSP Lending Fund$BEN
Franklin BSP Lending Fund SCHEDULE 13D/A
Jul 7, 3:08 PM ET16.7 KB - 8-KLazard, Inc.$LAZ
Lazard, Inc. 8-K
Jul 7, 8:31 AM ET166.6 KB - SCHEDULE 13G/AHERC HOLDINGS INC$IVZ
HERC HOLDINGS INC SCHEDULE 13G/A
Jul 7, 7:50 AM ET7.9 KB - SCHEDULE 13G/AQ32 Bio Inc.$CG
Q32 Bio Inc. SCHEDULE 13G/A
Jul 6, 7:20 PM ET20.6 KB - 8-KBrookfield Asset Management Ltd.$BAM
Brookfield Asset Management Ltd. 8-K
Jul 6, 4:56 PM ET215.4 KB - 8-KWarburg Pincus Access Fund, L.P.
Warburg Pincus Access Fund, L.P. 8-K
Jul 6, 4:13 PM ET193.2 KB - 8-KBRC Group Holdings, Inc.$RILY
BRC Group Holdings, Inc. 8-K
Jul 2, 4:30 PM ET280.7 KB - 8-KAbacus Global Management, Inc.$ABX
Abacus Global Management, Inc. 8-K
Jul 2, 4:05 PM ET304.6 KB - 8-KPIMCO Asset-Based Lending Co LLC
PIMCO Asset-Based Lending Co LLC 8-K
Jul 2, 3:31 PM ET173.8 KB - 8-KAlTi Global, Inc.$ALTI
AlTi Global, Inc. 8-K
Jul 2, 8:33 AM ET384.0 KB - 10-QKB Global Holdings Ltd
KB Global Holdings Ltd 10-Q
Jul 2, 6:49 AM ET2.9 MB - 6-KNOAH HOLDINGS LTD$NOAH
NOAH HOLDINGS LTD 6-K
Jul 2, 6:04 AM ET63.9 KB - 6-KVinci Compass Investments Ltd.$VINP
Vinci Compass Investments Ltd. 6-K
Jul 1, 5:27 PM ET29.8 KB - 144WESTWOOD HOLDINGS GROUP INC$WHG
WESTWOOD HOLDINGS GROUP INC 144
Jul 1, 4:37 PM ET45.1 KB - 8-KApollo Global Management, Inc.$APO
Apollo Global Management, Inc. 8-K
Jul 1, 4:30 PM ET197.4 KB
Featured Issuers
12180 DEGREE CAPITAL CORP. /NY/
CIK 0000893739
- $AMG
AFFILIATED MANAGERS GROUP, INC.
CIK 0001004434
- $AB
ALLIANCEBERNSTEIN HOLDING L.P.
CIK 0000825313
ALLIANCEBERNSTEIN L.P.
CIK 0001109448
ALLIED CAPITAL ADVISERS INC
CIK 0000868207
- $AMP
AMERIPRISE FINANCIAL INC
CIK 0000820027
AMRESCO RESIDENTIAL SECS CORP MORT LOAN TRUST 1998-3
CIK 0001067488
AMRESCO RESIDENTIAL SECURITIES CORP MORT LOAN TRUST 1997-3
CIK 0001043480
AMRESCO RESIDENTIAL SECURITIES CORP MORTGAGE LOAN TR 1998-1
CIK 0001059107
AMRESCO RESIDENTIAL SECURITIES CORP MORTGAGE LOAN TR 1998-2
CIK 0001058250
AMUNDI PIONEER ASSET MANAGEMENT USA, INC.
CIK 0000733060
AMVESCAP PLC
CIK 0001038403
Classification
- SIC Code
- 6282
- Total Issuers
- 168
- Recent Filings
- 40