Insider · CIK 0001008231

KANTER JOEL S

Reports to the SEC for 14 companies · BRENTWOOD, TN

sec.gov

Transactions

Companies

Filings

CIK

0001008231

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-01-01	Applied UV, Inc.P Purchase	Director	PPurchase	+17.5K sh	—	—	35,000
2017-02-28	WaferGen Bio-systems, Inc.Common Stock Warrant (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−89 sh	—	—	0
2017-02-28	WaferGen Bio-systems, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−8,617 sh	$7.35	−$63.3K	0
2017-01-03	WaferGen Bio-systems, Inc.A Award	Director	AAward	+3,049 sh	—	—	8,617
2016-01-04	WaferGen Bio-systems, Inc.A Award	Director	AAward	+20.8K sh	—	—	27,838
2015-03-10	DR. TATTOFF, INC.WarrantsJ Other	Director	JOther	−103K sh	—	—	0
2015-03-10	DR. TATTOFF, INC.J Other	Director	JOther	+53.7K sh	—	—	329,455
2015-03-10	DR. TATTOFF, INC.WarrantsJ Other	Director	JOther	−31.3K sh	—	—	0
2015-02-18	Aevi Genomic Medicine, LLCOption Award (right to buy)A Award	Director	AAward	+20K sh	—	—	20,000
2015-01-02	WaferGen Bio-systems, Inc.A Award	Director	AAward	+4,702 sh	—	—	9,112
2014-05-31	DR. TATTOFF, INC.WarrantsA Award	Director	AAward	+50K sh	—	—	102,898
2014-01-02	Aevi Genomic Medicine, LLCA Award	Director	AAward	+7,000 sh	—	—	119,804
2014-01-02	Aevi Genomic Medicine, LLCOption Award (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2013-12-31	DR. TATTOFF, INC.WarrantsA Award	Director	AAward	+13.2K sh	—	—	25,525
2013-11-11	Aevi Genomic Medicine, LLCOption Award (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2013-08-27	WaferGen Bio-systems, Inc.A Award	Director	AAward	+5,000 sh	—	—	33,389
2013-08-27	WaferGen Bio-systems, Inc.A Award	Director	AAward	+14K sh	—	—	14,799
2013-08-27	WaferGen Bio-systems, Inc.Common Stock Warrant (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−926 sh	—	—	0
2013-08-27	WaferGen Bio-systems, Inc.Series A-1 Convertible Preferred StockD Disposition to Issuer	Director	DDisposition to Issuer	−4,807.39 sh	—	—	0
2013-08-27	WaferGen Bio-systems, Inc.Common Stock Warrant (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,851 sh	—	—	0
2013-08-27	WaferGen Bio-systems, Inc.Common Stock Warrant (right to buy)A Award	Director	AAward	+12.5K sh	—	—	12,500
2013-08-27	WaferGen Bio-systems, Inc.Series A-1 convertible Preferred StockD Disposition to Issuer	Director	DDisposition to Issuer	−9,615.38 sh	—	—	0
2013-08-27	WaferGen Bio-systems, Inc.A Award	Director	AAward	+25K sh	—	—	39,799
2013-08-27	WaferGen Bio-systems, Inc.Convertible Promissory Note due 11/27/2014D Disposition to Issuer	Director	DDisposition to Issuer	—	—	—	0
2013-08-27	WaferGen Bio-systems, Inc.Common Stock Warrant (right to buy)A Award	Director	AAward	+7,755 sh	—	—	7,755
2013-08-27	WaferGen Bio-systems, Inc.Common Stock Warrant (right to buy)A Award	Director	AAward	+2,500 sh	—	—	2,500
2013-08-27	WaferGen Bio-systems, Inc.Common Stock Warrant (right to buy)A Award	Director	AAward	+3,877 sh	—	—	3,877
2013-08-27	WaferGen Bio-systems, Inc.A Award	Director	AAward	+28.1K sh	—	—	28,389
2013-08-27	WaferGen Bio-systems, Inc.Convertible Promissory Note due 11/27/2014D Disposition to Issuer	Director	DDisposition to Issuer	—	—	—	0
2013-08-13	DR. TATTOFF, INC.WarrantsA Award	Director	AAward	+12.5K sh	—	—	12,500
2013-04-01	WaferGen Bio-systems, Inc.Stock Option (right to buy)A Award	Director	AAward	+175K sh	—	—	175,000
2013-03-05	DR. TATTOFF, INC.A Award	Director	AAward	+90K sh	—	—	275,716
2013-03-05	DR. TATTOFF, INC.Stock OptionsA Award	Director	AAward	+20K sh	—	—	0
2013-03-05	DR. TATTOFF, INC.Stock OptionsA Award	Director	AAward	+45K sh	—	—	75,718
2013-01-02	Aevi Genomic Medicine, LLCOption Award (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2013-01-02	Aevi Genomic Medicine, LLCA Award	Director	AAward	+7,000 sh	—	—	112,804
2012-08-30	Aevi Genomic Medicine, LLCS Sale	Director	SSale	−700 sh	$13.03	−$9,121	105,804
2012-08-17	Aevi Genomic Medicine, LLCM Exercise/Conversion	Director	MExercise/Conversion	+38.8K sh	$7.35	+$285K	106,504
2012-08-17	Aevi Genomic Medicine, LLCOption Award (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−38.8K sh	—	—	0
2012-08-16	Aevi Genomic Medicine, LLCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$7.35	+$73.5K	67,701
2012-08-16	Aevi Genomic Medicine, LLCOption Award (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	38,803
2012-06-21	Aevi Genomic Medicine, LLCOption Award (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−4,286 sh	—	—	8,571
2012-06-21	Aevi Genomic Medicine, LLCM Exercise/Conversion	Director	MExercise/Conversion	+4,286 sh	$6.55	+$28.1K	57,701
2012-05-31	DR. TATTOFF, INC.Secured Senior Subordinated Convertible Promissory NotesP Purchase	Director	PPurchase	—	$25000.00	—	—
2012-05-31	DR. TATTOFF, INC.Warrants (right to buy)P Purchase	Director	PPurchase	+31.3K sh	—	—	31,250
2012-05-17	WaferGen Bio-systems, Inc.Stock Option (right to buy)A Award	Director	AAward	+175K sh	—	—	175,000
2012-05-07	DR. TATTOFF, INC.M Exercise/Conversion	Director	MExercise/Conversion	+10.7K sh	$0.37	+$3,950.252	185,714
2012-05-07	DR. TATTOFF, INC.Nonqualified Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−10.7K sh	—	—	10,714
2012-01-03	WaferGen Bio-systems, Inc.Stock Option (right to buy)A Award	Director	AAward	+20K sh	—	—	20,000
2012-01-03	WaferGen Bio-systems, Inc.A Award	Director	AAward	+10K sh	—	—	30,000

Recent filings

Accepted (ET)
Feb 145
KANTER JOEL S0001607062-22-000098
SEC(opens sec.gov)
Mar 14
WaferGen Bio-systems, Inc.0001368993-17-000023
SEC(opens sec.gov)
Jan 44
WaferGen Bio-systems, Inc.0001368993-17-000004
SEC(opens sec.gov)
Jan 54
WaferGen Bio-systems, Inc.0001368993-16-000067
SEC(opens sec.gov)
May 74
DR. TATTOFF, INC.0001571049-15-003756
SEC(opens sec.gov)
Feb 204
MEDGENICS, INC.0001144204-15-011074
SEC(opens sec.gov)
Feb 204/A
WaferGen Bio-systems, Inc.0001140361-15-008254
SEC(opens sec.gov)
Jan 54
WaferGen Bio-systems, Inc.0001140361-15-000598
SEC(opens sec.gov)
Aug 214
DR. TATTOFF, INC.0001571049-14-004178
SEC(opens sec.gov)
Jan 224
DR. TATTOFF, INC.0001188112-14-000138
SEC(opens sec.gov)
Jan 64
MEDGENICS, INC.0001144204-14-000759
SEC(opens sec.gov)
Nov 134
MEDGENICS, INC.0001144204-13-060756
SEC(opens sec.gov)
Aug 294
WaferGen Bio-systems, Inc.0001140361-13-034652
SEC(opens sec.gov)

Companies

Address

215 CENTERVIEW DRIVE SUITE 360

BRENTWOOD, TN, US 37027