Insider · CIK 0001012084

PALO ALTO INVESTORS

Reports to the SEC for 9 companies · PALO ALTO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001012084

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2003-03-12	PHARMCHEM INCS Sale	10% Owner	SSale	−11.9K sh	$0.14	−$1,702.89	0.143
2002-11-22	BPZ RESOURCES, INC.S Sale	10% Owner	SSale	−886K sh	$0.07	−$66.4K	0.075
2002-11-21	BPZ RESOURCES, INC.S Sale	10% Owner	SSale	−10K sh	$0.10	−$950	0.095
2002-11-05	BPZ RESOURCES, INC.S Sale	10% Owner	SSale	−84.5K sh	$0.09	−$7,605	0.09
2002-07-11	BPZ RESOURCES, INC.P Purchase	10% Owner	PPurchase	+115K sh	$0.23	+$26.5K	0.23
2002-07-03	BPZ RESOURCES, INC.P Purchase	10% Owner	PPurchase	+50K sh	$0.23	+$11.5K	0.23
2002-07-02	BPZ RESOURCES, INC.P Purchase	10% Owner	PPurchase	+25K sh	$0.27	+$6,750	0.27
2002-06-26	BPZ RESOURCES, INC.P Purchase	10% Owner	PPurchase	+59K sh	$0.29	+$16.9K	0.287
2002-05-08	VALICERT INCS Sale	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	SSale	−4,200 sh	$0.80	−$3,360	3,549,676
2002-05-07	VALICERT INCS Sale	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	SSale	−500 sh	$0.82	−$408	3,549,676
2002-05-03	VALICERT INCS Sale	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	SSale	−90.4K sh	$0.86	−$77.7K	3,549,676
2002-01-08	IdentiPHI, Inc.P Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+500K sh	$0.25	+$125K	0.25
2002-01-08	IdentiPHI, Inc.Series A WarrantsS Sale	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	SSale	+1.19M sh	—	—	—
2002-01-08	IdentiPHI, Inc.Series A WarrantsS Sale	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	SSale	+235K sh	—	—	—
2002-01-08	IdentiPHI, Inc.Series B WarrantsS Sale	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	SSale	+20.3K sh	—	—	—
2002-01-08	IdentiPHI, Inc.Series B WarrantsS Sale	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	SSale	+265K sh	—	—	—
2001-10-17	GEERLINGS & WADE INCS Sale	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	SSale	−30 sh	$1.10	−$33	1.1
2001-09-12	PHARMCHEM INCWarrantsP Purchase	10% Owner	PPurchase	+75K sh	—	—	—
2001-07-10	PHARMCHEM INCP Purchase	10% Owner	PPurchase	+7,700 sh	$2.50	+$19.3K	1,520,935
2001-01-08	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+9,100 sh	$1.88	+$17.1K	1.875
2000-12-29	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+2,300 sh	$1.88	+$4,312.5	1.875
2000-12-28	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+5,800 sh	$1.80	+$10.4K	1.796
2000-12-27	PHARMCHEM INCP Purchase	10% Owner	PPurchase	+2,000 sh	$2.50	+$5,000	2,000
2000-12-27	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+11.3K sh	$1.81	+$20.5K	1.813
2000-12-27	PHARMCHEM INCP Purchase	10% Owner	PPurchase	+2,000 sh	$2.50	+$5,000	2,000
2000-12-26	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+1,400 sh	$1.87	+$2,612.54	1.866
2000-12-22	PHARMCHEM INCP Purchase	10% Owner	PPurchase	+46.3K sh	$2.50	+$116K	46,300
2000-12-22	PHARMCHEM INCP Purchase	10% Owner	PPurchase	+46.3K sh	$2.50	+$116K	46,300
2000-12-20	PHARMCHEM INCP Purchase	10% Owner	PPurchase	+25K sh	$2.00	+$50K	2
2000-12-20	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+3,000 sh	$1.67	+$5,000.1	1.667
2000-12-20	PHARMCHEM INCP Purchase	10% Owner	PPurchase	+25K sh	$2.00	+$50K	2
2000-12-19	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+5,800 sh	$1.63	+$9,425	1.625
2000-12-18	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+2,000 sh	$1.66	+$3,312.6	1.656
2000-12-15	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+4,500 sh	$1.81	+$8,156.25	1.813
2000-12-14	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+9,000 sh	$1.83	+$16.5K	1.833
2000-12-12	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+3,000 sh	$1.88	+$5,625	1.875
2000-12-11	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+2,800 sh	$1.88	+$5,250	1.875
2000-12-06	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+5,000 sh	$1.88	+$9,375	1.875
2000-11-22	GEERLINGS & WADE INCS Sale	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	SSale	−5,500 sh	$2.03	−$11.2K	2.031
2000-11-22	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+5,500 sh	$2.03	+$11.2K	2.031
2000-11-01	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+200 sh	$2.00	+$400	2
2000-10-30	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+1,300 sh	$2.00	+$2,600	2
2000-10-26	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+1,300 sh	$2.00	+$2,600	2
2000-10-23	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+200 sh	$2.00	+$400	2
2000-10-19	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+6,000 sh	$2.00	+$12K	2
2000-10-17	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+4,500 sh	$2.00	+$9,000	2
2000-10-16	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+4,500 sh	$2.00	+$9,000	2
2000-10-11	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+10K sh	$2.00	+$20K	2
2000-10-02	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+45K sh	$2.00	+$90K	2
2000-09-27	GEERLINGS & WADE INCP Purchase	OMB Number: 3235-0287 Expires: December 31, 2001, 10% Owner	PPurchase	+23K sh	$2.00	+$46K	2

Recent filings

Accepted (ET)
Mar 144
PALO ALTO INVESTORS0000935836-03-000161
SEC(opens sec.gov)
Nov 254
NAVIDEC INC0000935836-02-000431
SEC(opens sec.gov)
Nov 74
PALO ALTO INVESTORS0000935836-02-000405
SEC(opens sec.gov)
Sep 254
PALO ALTO INVESTORS0000935836-02-000380
SEC(opens sec.gov)
Jun 64
PALO ALTO INVESTORS0000935836-02-000270
SEC(opens sec.gov)
Feb 264
PALO ALTO INVESTORS0000935836-02-000171
SEC(opens sec.gov)
Feb 144
PHARMCHEM INC0000935836-02-000109
SEC(opens sec.gov)
Oct 244
PALO ALTO INVESTORS0000935836-01-500408
SEC(opens sec.gov)
Aug 134
PALO ALTO INVESTORS0000935836-01-500353
SEC(opens sec.gov)
Feb 144/A
PHARMCHEM INC0000935836-01-500135
SEC(opens sec.gov)

Companies

Address

470 UNIVERSITY AVENUE

PALO ALTO, CA, 94301